Abraham P. Hussein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Abraham Pascual Hussein was a registered financial professional .
Abraham is a previously registered financial professional and started their career in finance in 2016. Abraham had worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 6TO and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 2023 - April 23, 2026
ALLIANCE-ONE INVESTMENTS, LLC
June 20, 2018 - June 4, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
May 2, 2018 - June 4, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
April 22, 2016 - August 29, 2017
E*TRADE SECURITIES LLC
State Registrations and Notice Filings
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Exams
Series 6TO
Date: 8/1/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
ALLIANCE-ONE INVESTMENTS, LLC
CRD#: 286025 / SEC#: , 8-69868
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
