AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
MS

Martha Strmich-casanova

PERCENT SECURITIES
New York, NY 10022
Some features on this profile are disabled
CRD#: 6627178
MS

Professional summary


Martha Strmich-casanova, who also goes by Martha Matilda Strmich-casanova, is a registered financial professional currently at PERCENT SECURITIES, LLC located in New York, New York.

Martha is registered as a RR (Registered Representative) and started their career in finance in 2016. Martha has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 99 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Martha Matilda Strmich-Casanova

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Martha Strmich-casanova's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 11, 2023 - Present

PERCENT SECURITIES, LLC

Office #1: 145 East 57th Street, New York, NY 10022Office #2: 145 East 57th Street, New York, NY 10022
BD
CRD#: 314782
New York, NY
Past

February 2, 2021 - September 16, 2021

RBC CAPITAL MARKETS, LLC

RIA
CRD#: 31194
NEW YORK, NY
Past

February 1, 2021 - September 16, 2021

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
NEW YORK, NY
Past

January 14, 2019 - February 24, 2021

RBC ROCHDALE, LLC

RIA
CRD#: 117198
NEW YORK, NY
Past

August 9, 2018 - February 24, 2021

CNR SECURITIES, LLC

BD
CRD#: 18466
NEW YORK, NY
Past

June 3, 2016 - February 28, 2018

KMS FINANCIAL SERVICES, INC.

BD
CRD#: 3866
SEATTLE, WA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(9/19/2023)
RR
Alaska
(5/10/2024)
RR
Arizona
(9/28/2023)
RR
Arkansas
(7/15/2024)
RR
California
(8/24/2023)
RR
Colorado
(9/8/2023)
RR
Connecticut
(9/27/2023)
RR
Delaware
(8/31/2023)
RR
District of Columbia
(9/18/2023)
RR
Florida
(10/25/2023)
RR
Georgia
(9/25/2023)
RR
Hawaii
(9/12/2023)
RR
Idaho
(10/10/2023)
RR
Illinois
(4/16/2024)
RR
Indiana
(10/28/2024)
RR
Iowa
(10/10/2023)
RR
Kansas
(10/16/2023)
RR
Kentucky
(10/17/2023)
RR
Louisiana
(10/10/2023)
RR
Maine
(9/27/2023)
RR
Maryland
(9/14/2023)
RR
Massachusetts
(4/4/2024)
RR
Michigan
(10/2/2023)
RR
Minnesota
(2/2/2024)
RR
Mississippi
(2/21/2024)
RR
Missouri
(11/28/2023)
RR
Montana
(5/21/2024)
RR
Nebraska
(5/1/2024)
RR
Nevada
(8/16/2023)
RR
New Hampshire
(9/29/2023)
RR
New Jersey
(11/14/2023)
RR
New Mexico
(10/3/2023)
RR
New York
(8/14/2023)
RR
North Carolina
(10/10/2023)
RR
North Dakota
(3/12/2024)
RR
Ohio
(9/8/2023)
RR
Oklahoma
(11/16/2023)
RR
Oregon
(9/19/2023)
RR
Pennsylvania
(8/16/2023)
RR
Rhode Island
(8/16/2023)
RR
South Carolina
(9/7/2023)
RR
South Dakota
(4/23/2024)
RR
Tennessee
(11/27/2023)
RR
Texas
(9/22/2023)
RR
Utah
(10/10/2023)
RR
Vermont
(9/27/2023)
RR
Virginia
(9/8/2023)
RR
Washington
(8/21/2023)
RR
West Virginia
(3/5/2024)
RR
Wisconsin
(9/28/2023)
RR
Wyoming
(11/29/2023)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 12/22/2018
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 99
Date: 6/3/2016
Operations Professional Examination
SRO Registrations
RR
FINRA

Current Firm


PS
PERCENT SECURITIES, LLC
PERCENT SECURITIES, LLC

CRD#: 314782 / SEC#: , 8-70732

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
145 East 57th Street, New York, NY 10022
Mailing Address
145 East 57th Street, New York, NY 10022
Phone number
(646) 876-5141
Established
Delaware since 04/12/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
CADENCE GROUP, INC.MANAGING MEMBER
EGAN, RICHARD CHRISTOPHERCHIEF COMPLIANCE OFFICER6571150
HAYES, SUSAN ANNFINANCIAL AND OPERATIONS PRINCIPAL & PRINCIPAL FINANCIAL OFFICER2856326
REDDY, PRATHUMNA TCHIEF EXECUTIVE OFFICER/PRESIDENT5564911
SHUMBERG, IVANA MFINANCIAL AND OPERATIONS PRINCIPAL & PRINCIPAL OPERATIONS OFFICER3167225

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PERCENT SECURITIES, LLC

CRD#: 314782New York, NY 10022

TRUST BUT VERIFY

Monitor Martha Strmich-casanova

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Peter Faulkner Kettle
Peter KettleAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
PR
MINNEAPOLIS, MN
Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Paramus, NJ
Anita Narendra Srivastava
Anita SrivastavaAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
Paramus, NJ
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.