Martha Strmich-casanova
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martha Strmich-casanova, who also goes by Martha Matilda Strmich-casanova, was a registered financial professional .
Martha is a previously registered financial professional and started their career in finance in 2016. Martha had worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 11, 2023 - March 19, 2026
PERCENT SECURITIES, LLC
February 2, 2021 - September 16, 2021
RBC CAPITAL MARKETS, LLC
February 1, 2021 - September 16, 2021
RBC CAPITAL MARKETS, LLC
January 14, 2019 - February 24, 2021
RBC ROCHDALE, LLC
August 9, 2018 - February 24, 2021
CNR SECURITIES, LLC
June 3, 2016 - February 28, 2018
KMS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PERCENT SECURITIES, LLC
CRD#: 314782 / SEC#: , 8-70732
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CADENCE GROUP, INC. | MANAGING MEMBER | |
| EGAN, RICHARD CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 6571150 |
| HAYES, SUSAN ANN | FINANCIAL AND OPERATIONS PRINCIPAL & PRINCIPAL FINANCIAL OFFICER | 2856326 |
| REDDY, PRATHUMNA T | CHIEF EXECUTIVE OFFICER/PRESIDENT | 5564911 |
| SHUMBERG, IVANA M | FINANCIAL AND OPERATIONS PRINCIPAL & PRINCIPAL OPERATIONS OFFICER | 3167225 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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