KP
Kyle Pledger
AVANTAX PLANNING PARTNERS
Houston, TX 77058
Some features on this profile are disabled
CRD#: 6627112
KP
Professional summary
Kyle Pledger is a registered financial advisor currently at AVANTAX PLANNING PARTNERS, INC. located in Houston, Texas and CETERA WEALTH SERVICES, LLC located in Houston, Texas.
Kyle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Kyle has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INTEGRATED TAX AND WEALTH STRATEGIES POSITION: Financial Analyst NATURE: This is a marketing name for financial services. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 02/14/2023 ADDRESS: 2707 W Baker Rd, Baytown TX 775212221, United States DESCRIPTION: Financial Analyst. Trading, portfolio management and financial planning. 2) BCOR ADMINISTRATIVE SERVICES, LLC POSITION: Associate Financial Planner NATURE: Financial Planning 60 % Financial plan creation including inputting base facts and assumptions and building advanced plan scenarios. Responsible for assigned household relationships and delivering client service expectations. Effectively communicate financial concepts to clients and make suitable recommendations.Reporting and Analysis 20 % Performs various research tasks pertaining to client or advisor requests. Internal management of planning software to link new accounts, update insurance policies, and make other administrative changes. Updates CRM (Client Relationship Management) database with client meeting notes and activity.Relationship Management 20 % Provide clients with excellent experience and facilitate client retention by building strong relationships. Meet with clients and CPAs as needed to present proposed solutions, gather information, complete paperwork, and provide timely and accurate follow-up. Assist or conduct client meetings with lead FPC. Performs other duties as assigned by manager. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2024 ADDRESS: 2707 W Baker Rd, Baytown TX 775212221, United States DESCRIPTION: Financial Planning 60 % Financial plan creation including inputting base facts and assumptions and building advanced plan scenarios. Responsible for assigned household relationships and delivering client service expectations. Effectively communicate financial concepts to clients and make suitable recommendations.Reporting and Analysis 20 % Performs various research tasks pertaining to client or advisor requests. Internal management of planning software to link new accounts, update insurance policies, and make other administrative changes. Updates CRM (Client Relationship Management) database with client meeting notes and activity.Relationship Management 20 % Provide clients with excellent experience and facilitate client retention by building strong relationships. Meet with clients and CPAs as needed to present proposed solutions, gather information, complete paperwork, and provide timely and accurate follow-up. Assist or conduct client meetings with lead FPC. Performs other duties as assigned by manager. 3)Davis & Associates CPA Firm; Other; Other; NIR; 60; 01/01/2016; 717 Cedar Bayou Road Baytown TX 77520; Provides support for the main advisor, helps with Vest/Vision plan and research
CRS (Client Relationship Summary) - RIA
Click below to view Kyle Pledger's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 13, 2024 - Present
AVANTAX PLANNING PARTNERS, INC.
Office #1: 16850 Royal Crest Drive, Houston, TX 77058Office #2: 2707 W Baker Rd, Baytown, TX 77521RIA
CRD#: 106237
Houston, TX
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 16850 Royal Crest Drive, Houston, TX 77058Office #2: 2707 W Baker Rd, Baytown, TX 77521BD
CRD#: 13572
Houston, TX
Past
April 21, 2017 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Houston, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AP
AVANTAX PLANNING PARTNERS, INC.
AVANTAX PLANNING PARTNERS, INC. | HONKAMP KRUEGER FINANCIAL SERVICES INC | HK FINANCIAL SERVICES | AVANTAX RETIREMENT PLAN SERVICES
CRD#: 106237 / SEC#: 801-50939
RIA
Registered Investment Advisory firm - (1/17/1996 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Texas(9/13/2024)
RR
Texas(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AP
AVANTAX PLANNING PARTNERS, INC.
AVANTAX PLANNING PARTNERS, INC. | HONKAMP KRUEGER FINANCIAL SERVICES INC | HK FINANCIAL SERVICES | AVANTAX RETIREMENT PLAN SERVICES
CRD#: 106237 / SEC#: 801-50939
RIA
Registered Investment Advisory firm - (1/17/1996 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
3390 Asbury Road, Dubuque, IA 52002-2801
Mailing Address
Phone number
(563) 582-2855
Established
Firm type
Fiscal year end
# of Employees
254
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 13,679 |
| AUM (Assets Under Management) | $ 6,933,162,284 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/20/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AVANTAX PLANNING PARTNERS, INC.
CRD#: 106237Houston, TX 77058TRUST BUT VERIFY
Monitor Kyle Pledger
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
