Christopher D. Whiston
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Derek Whiston was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2016. Christopher had worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 7, 2017 - March 13, 2019
CWS INVESTMENTS
June 6, 2017 - March 13, 2019
CWS INVESTMENTS
August 23, 2016 - June 9, 2017
ACORNS
August 10, 2016 - June 9, 2017
ACORNS SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
CWS INVESTMENTS
CRD#: 23551 / SEC#: , 8-40494
Contact information
FINRA licenses (34 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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