Mason B. Miles

LEE MILES LLC

OGDEN, UT 84401

Some features on this profile are disabled

CRD#: 6627009

Professional summary

Mason Buck Miles, who also goes by Mason Miles, is a registered financial advisor currently at LEE MILES LLC located in Ogden, Utah.

Mason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Mason has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mason Miles

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mason Buck Miles's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 31, 2023 - Present

LEE MILES LLC

Office #1: 3084 S 1900 W Suite A2, Ogden, UT 84401

RIA

CRD#: 170776

OGDEN, UT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(10/31/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/30/2023

Uniform Investment Adviser Law Examination

Current Firm

LEE MILES LLC

CRD#: 170776 / SEC#:

Utah

Registered Investment Advisory firm - (6/20/2014 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3084 S 1900 W Suite A2, Ogden, UT 84401

Mailing Address

Phone number

(801) 394-8785

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	94
AUM (Assets Under Management)	$ 13,951,817

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Kyle Fukuchi

OSAIC WEALTH, INC.

IAR

Farmington, UT

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Mason B. Miles

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mason Buck Miles's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEE MILES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/30/2023

Current Firm

LEE MILES LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LEE MILES LLC

TRUST BUT VERIFY

Similar Advisors