MV
Mukti R. Vasanji
YIELDSTREET
New York, NY 10022
Some features on this profile are disabled
CRD#: 6626799
MV
Professional summary
Mukti Ramesh Vasanji is a registered financial advisor currently at YIELDSTREET located in New York, New York and YIELDSTREET MARKETS LLC located in New York, New York.
Mukti is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Mukti has worked at 4 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Mukti Ramesh Vasanji's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 19, 2023 - Present
YIELDSTREET
Office #1: 300 Park Avenue 15th Floor, New York, NY 10022RIA
CRD#: 282487
New York, NY
Current
March 24, 2025 - Present
YIELDSTREET MARKETS LLC
Office #1: 300 Park Avenue 15th Floor, New York, NY 10022BD
CRD#: 172295
New York, NY
Past
August 1, 2020 - November 30, 2022
MAINSTREET ADVISORS
RIA
CRD#: 146615
CHICAGO, IL
Past
December 20, 2016 - May 19, 2017
ICONIQ CAPITAL, LLC
RIA
CRD#: 159198
SAN FRANCISCO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
YI
YIELDSTREET
YIELDSTREET | YIELDSTREET MANAGEMENT, LLC
CRD#: 282487 / SEC#: 801-107574
RIA
Registered Investment Advisory firm - (4/6/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Alabama(1/19/2024)
RR
Alabama(6/10/2025)
IAR
Alaska(2/8/2024)
RR
Alaska(6/10/2025)
IAR
Arizona(12/19/2023)
RR
Arizona(6/10/2025)
IAR
Arkansas(2/1/2024)
RR
Arkansas(6/10/2025)
IAR
California(6/14/2023)
RR
California(6/10/2025)
IAR
Colorado(6/14/2023)
RR
Colorado(6/10/2025)
IAR
Connecticut(1/22/2024)
RR
Connecticut(6/10/2025)
IAR
Delaware(2/1/2024)
RR
Delaware(6/10/2025)
RR
District of Columbia(6/10/2025)
IAR
Florida(1/23/2024)
RR
Florida(6/10/2025)
IAR
Georgia(1/9/2024)
RR
Georgia(6/10/2025)
IAR
Hawaii(4/8/2024)
RR
Hawaii(6/10/2025)
IAR
Idaho(1/22/2024)
RR
Idaho(6/10/2025)
IAR
Illinois(6/14/2023)
RR
Illinois(6/10/2025)
RR
Indiana(6/10/2025)
IAR
Iowa(1/22/2024)
RR
Iowa(6/10/2025)
IAR
Kansas(1/19/2024)
RR
Kansas(6/10/2025)
IAR
Kentucky(1/24/2024)
RR
Kentucky(6/10/2025)
IAR
Louisiana(1/22/2024)
RR
Louisiana(6/10/2025)
IAR
Maine(5/14/2024)
RR
Maine(6/13/2025)
IAR
Maryland(6/16/2023)
RR
Maryland(6/10/2025)
IAR
Massachusetts(3/5/2024)
RR
Massachusetts(6/10/2025)
IAR
Michigan(1/23/2024)
RR
Michigan(6/10/2025)
IAR
Minnesota(1/19/2024)
RR
Minnesota(6/10/2025)
IAR
Mississippi(1/23/2024)
RR
Mississippi(6/10/2025)
IAR
Missouri(1/23/2024)
RR
Missouri(6/10/2025)
IAR
Montana(1/22/2024)
RR
Montana(6/10/2025)
IAR
Nebraska(1/19/2024)
RR
Nebraska(6/10/2025)
IAR
Nevada(6/20/2023)
RR
Nevada(6/10/2025)
IAR
New Hampshire(1/23/2024)
RR
New Hampshire(6/10/2025)
IAR
New Jersey(6/21/2023)
RR
New Jersey(6/10/2025)
IAR
New Mexico(1/23/2024)
RR
New Mexico(6/10/2025)
IAR
New York(1/19/2023)
RR
New York(4/21/2025)
IAR
North Carolina(6/15/2023)
RR
North Carolina(6/10/2025)
IAR
North Dakota(1/23/2024)
RR
North Dakota(6/10/2025)
IAR
Ohio(1/19/2024)
RR
Ohio(6/10/2025)
IAR
Oklahoma(1/23/2024)
RR
Oklahoma(6/10/2025)
IAR
Oregon(1/19/2024)
IAR
Pennsylvania(1/22/2024)
RR
Pennsylvania(6/10/2025)
IAR
Puerto Rico(1/30/2024)
RR
Puerto Rico(6/10/2025)
IAR
Rhode Island(1/22/2024)
RR
Rhode Island(6/10/2025)
IAR
South Carolina(1/22/2024)
RR
South Carolina(6/10/2025)
IAR
South Dakota(1/19/2024)
RR
South Dakota(6/10/2025)
RR
Tennessee(6/10/2025)
IAR
Texas(6/14/2023)
RR
Texas(6/10/2025)
IAR
Utah(1/19/2024)
RR
Utah(6/10/2025)
IAR
Vermont(1/19/2024)
RR
Vermont(6/10/2025)
IAR
Virgin Islands(1/25/2024)
RR
Virgin Islands(6/10/2025)
IAR
Virginia(1/19/2024)
RR
Virginia(6/10/2025)
IAR
Washington(1/19/2024)
RR
Washington(6/10/2025)
IAR
West Virginia(1/26/2024)
RR
West Virginia(6/10/2025)
IAR
Wisconsin(1/22/2024)
RR
Wisconsin(6/10/2025)
IAR
Wyoming(1/29/2024)
RR
Wyoming(6/10/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/24/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
YI
YIELDSTREET
YIELDSTREET | YIELDSTREET MANAGEMENT, LLC
CRD#: 282487 / SEC#: 801-107574
RIA
Registered Investment Advisory firm - (4/6/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
300 Park Avenue 15th Floor, New York, NY 10022
Mailing Address
Phone number
(844) 943-5378
Established
Firm type
Fiscal year end
# of Employees
125
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 209 |
| AUM (Assets Under Management) | $ 1,862,096,214 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/25/2025 | ||
| 06/27/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
