Wheeler D. Pulliam
Professional summary
Wheeler Douglas Pulliam, CFP®, who also goes by Wheeler Douglas Pulliam, Wheeler Pulliam, is a registered financial advisor currently at XPONIFY, INC. located in Hickory Creek, Texas.
Wheeler is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Wheeler has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Wheeler Douglas Pulliam's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2021
Experience
April 12, 2024 - Present
XPONIFY, INC.
June 29, 2023 - April 15, 2024
CETERA INVESTMENT ADVISERS LLC
December 20, 2019 - June 29, 2023
CETERA WEALTH SERVICES, LLC
December 20, 2019 - April 15, 2024
CETERA WEALTH SERVICES, LLC
August 19, 2016 - December 24, 2019
EDWARD JONES
June 9, 2016 - December 24, 2019
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/18/2024)
(4/12/2024)
Exams
Current Firm
XPONIFY, INC.
CRD#: 329352 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 129 |
| AUM (Assets Under Management) | $ 17,500,000 |
Red Flags
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