Kellen H. Williams

FINANCIAL HARVEST WEALTH ADVISORS

Winter Park, FL 32789

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CRD#: 6626126

Professional summary

Kellen Hindry Williams, CFP® is a registered financial advisor currently at FINANCIAL HARVEST WEALTH ADVISORS located in Winter Park, Florida.

Kellen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Kellen has worked at 2 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Bailey's Entertainment Group, 1991 Longwood Lake Mary Road, Lake Mary, Florida 32750. Bailey's is a talent agency working with print, tv commercials, television and films. Not investment-related. Since February of 2019, Mr. Williams has contracted with Bailey's as a Model. He has spent less than 5% of his time monthly on modeling jobs.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kellen Hindry Williams's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

August 28, 2018 - Present

FINANCIAL HARVEST WEALTH ADVISORS

Office #1: 1091 West Morse Boulevard Suite 200, Winter Park, FL 32789

RIA

CRD#: 148271

Winter Park, FL

Past

December 6, 2016 - July 17, 2018

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

ORLANDO, FL

Past

October 19, 2016 - July 17, 2018

CHARLES SCHWAB & CO., INC.

CRD#: 5393

ORLANDO, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FINANCIAL HARVEST WEALTH ADVISORS

FINANCIAL HARVEST WEALTH ADVISORS | FINANCIAL HARVEST, LLC

CRD#: 148271 / SEC#: 801-112271

RIA

Registered Investment Advisory firm - (1/2/2018 Approved)

Florida

Registered Investment Advisory firm - (1/3/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/28/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/5/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 7/17/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/19/2016

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 6/5/2017

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 4/7/2017

General Securities Sales Supervisor - Options Module Examination

Current Firm

FINANCIAL HARVEST WEALTH ADVISORS

FINANCIAL HARVEST WEALTH ADVISORS | FINANCIAL HARVEST, LLC

CRD#: 148271 / SEC#: 801-112271

RIA

Registered Investment Advisory firm - (1/2/2018 Approved)

Florida

Registered Investment Advisory firm - (1/3/2018 Terminated)

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Contact information

Main Address

1091 West Morse Boulevard Suite 200, Winter Park, FL 32789

Mailing Address

Phone number

(407) 937-0707

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (2/24/2025)

Regulatory assets under management

Total Number of Accounts	1,230
AUM (Assets Under Management)	$ 451,046,673

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kellen H. Williams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kellen Hindry Williams's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

FINANCIAL HARVEST WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 12/5/2016

SIE

Date: 7/17/2018

Series 7

Date: 10/19/2016

Series 10

Date: 6/5/2017

Series 9

Date: 4/7/2017

Current Firm

FINANCIAL HARVEST WEALTH ADVISORS

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FINANCIAL HARVEST WEALTH ADVISORS

TRUST BUT VERIFY

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