Nathaniel Birkholz

DEW WEALTH MANAGEMENT

Scottsdale, AZ 85260

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CRD#: 6625914

Professional summary

Nathaniel Birkholz, who also goes by Nate Birkholz, is a registered financial advisor currently at DEW WEALTH MANAGEMENT located in Scottsdale, Arizona.

Nathaniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Nathaniel has worked at 3 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nate Birkholz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathaniel Birkholz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 25, 2022 - Present

DEW WEALTH MANAGEMENT

Office #1: 8888 E. Raintree Drive Suite 110, Scottsdale, AZ 85260

RIA

CRD#: 114148

Scottsdale, AZ

Past

August 3, 2016 - December 5, 2016

DAI WEALTH, LLC

RIA

CRD#: 138938

MANKATO, MN

Past

May 17, 2016 - December 2, 2016

CONCORDE INVESTMENT SERVICES, LLC

CRD#: 151604

Mankato, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DEW WEALTH MANAGEMENT

DEW WEALTH MANAGEMENT | INNOVATIVE WEALTH STRATEGIES, LLC | DEW WEALTH MANAGEMENT, LLC

CRD#: 114148 / SEC#: 801-108014

RIA

Registered Investment Advisory firm - (6/24/2016 Approved)

Arizona

Registered Investment Advisory firm - (6/27/2016 Terminated)

California

Registered Investment Advisory firm - (7/27/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(3/9/2022)

IAR

Texas
(1/25/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/11/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 7/11/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/2/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/17/2016

General Securities Representative Examination

Current Firm

DEW WEALTH MANAGEMENT

DEW WEALTH MANAGEMENT | INNOVATIVE WEALTH STRATEGIES, LLC | DEW WEALTH MANAGEMENT, LLC

CRD#: 114148 / SEC#: 801-108014

RIA

Registered Investment Advisory firm - (6/24/2016 Approved)

Arizona

Registered Investment Advisory firm - (6/27/2016 Terminated)

California

Registered Investment Advisory firm - (7/27/2016 Terminated)

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Contact information

Main Address

8888 E. Raintree Drive Suite 110, Scottsdale, AZ 85260

Mailing Address

Phone number

(480) 614-9119

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (25 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (8/29/2025)

Regulatory assets under management

Total Number of Accounts	664
AUM (Assets Under Management)	$ 361,883,561

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nathaniel Birkholz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathaniel Birkholz's CRS (Customer Relationship Summary).

Certified licenses

Experience

DAI WEALTH, LLC

CONCORDE INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

DEW WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 1/11/2022

Series 66

Date: 7/11/2016

SIE

Date: 12/2/2016

Series 7

Date: 5/17/2016

Current Firm

DEW WEALTH MANAGEMENT

Contact information

SEC notice filing (25 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DEW WEALTH MANAGEMENT

TRUST BUT VERIFY

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