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JS

Jason Silva

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CRD#: 6625755
JS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jason Silva was a registered financial professional .

Jason is a previously registered financial professional and started their career in finance in 2016. Jason had worked at 1 firm and has passed the Series 11 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 24, 2016 - January 25, 2017

THE NEW PENFACS INC.

BD
CRD#: 145584
Southborough, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 11
Date: 3/24/2016
Assistant Representative-Order Processing Qualification Exam

Current Firm

TN
THE NEW PENFACS INC.
THE NEW PENFACS INC.

CRD#: 145584 / SEC#: , 8-67738

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
337 Turnpike Road Suite 203, Southborough, MA 01772
Mailing Address
337 Turnpike Road Suite 203, Southborough, MA 01772
Phone number
(603) 893-3563
Established
Massachusetts since 01/17/2018
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (20 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DEGREGORIO, ERIK RONALDCCO2375724
DEGREGORIO, ERIK RONALDPRESIDENT, COO, CEO, EXEC. REP., AML SUPER, CHAIRMAN2375724
DEGREGORIO, DANIEL PETERFINOP5550134

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THE NEW PENFACS INC.

CRD#: 145584

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