Thomas E. Stone

BOX FINANCIAL ADVISORS

Grapevine, TX 76051

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CRD#: 6625221

Professional summary

Thomas Elliot Stone, who also goes by Elliot Stone, is a registered financial advisor currently at BOX FINANCIAL ADVISORS, LLC located in Grapevine, Texas.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Thomas has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Elliot Stone

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Elliot Stone's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 10, 2022 - Present

BOX FINANCIAL ADVISORS, LLC

Office #1: 1600 W Northwest Hwy Suite 300, Grapevine, TX 76051

RIA

CRD#: 155623

Grapevine, TX

Past

June 27, 2016 - August 4, 2022

MORGAN STANLEY

RIA

CRD#: 149777

Medford, OR

Past

May 24, 2016 - August 4, 2022

MORGAN STANLEY

CRD#: 149777

Medford, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BOX FINANCIAL ADVISORS, LLC

BOX FINANCIAL | BOX FINANCIAL ADVISORS, LLC | BOX FINANCIAL ADVISORS

CRD#: 155623 / SEC#: 801-127749

RIA

Registered Investment Advisory firm - (4/26/2023 Approved)

Texas

Registered Investment Advisory firm - (5/1/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(8/10/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/24/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/24/2016

General Securities Representative Examination

Current Firm

BOX FINANCIAL ADVISORS, LLC

BOX FINANCIAL | BOX FINANCIAL ADVISORS, LLC | BOX FINANCIAL ADVISORS

CRD#: 155623 / SEC#: 801-127749

RIA

Registered Investment Advisory firm - (4/26/2023 Approved)

Texas

Registered Investment Advisory firm - (5/1/2023 Terminated)

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Contact information

Main Address

1600 W Northwest Hwy Suite 300, Grapevine, TX 76051

Mailing Address

Phone number

(817) 865-1811

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	584
AUM (Assets Under Management)	$ 95,537,382

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas E. Stone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Elliot Stone's CRS (Customer Relationship Summary).

Certified licenses

Experience

BOX FINANCIAL ADVISORS, LLC

MORGAN STANLEY

MORGAN STANLEY

Primary Firm SEC Registration

BOX FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/24/2016

SIE

Date: 10/1/2018

Series 7

Date: 5/24/2016

Current Firm

BOX FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BOX FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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