Juan P. Galan

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CRD#: 6625134

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Juan Pablo Galan, who also goes by Juan Pablo Galan Otalora, Juan P. Galan Otalora, Galan Pablo Juan, was a registered financial professional .

Juan is a previously registered financial professional and started their career in finance in 2016. Juan had worked at 2 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Juan Pablo Galan Otalora | Juan P. Galan Otalora | Galan Pablo Juan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Member of the board of directors for Credicorp Capital Advisors (affiliate IA), Country Head of Credicorp Capital Colombia and Director of Bolsa de Valores de Colombia

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 1, 2018 - July 18, 2024

CREDICORP CAPITAL ADVISORS LLC

RIA

CRD#: 290081

MIAMI, FL

Past

April 18, 2016 - July 18, 2024

CREDICORP CAPITAL LLC

CRD#: 136791

MIAMI, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CREDICORP CAPITAL ADVISORS LLC

CRD#: 290081 / SEC#: 801-122281

RIA

Registered Investment Advisory firm - (9/9/2021 Approved)

Florida

Registered Investment Advisory firm - (9/13/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/6/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/18/2016

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/25/2016

General Securities Principal Examination

Current Firm

CREDICORP CAPITAL ADVISORS LLC

CRD#: 290081 / SEC#: 801-122281

RIA

Registered Investment Advisory firm - (9/9/2021 Approved)

Florida

Registered Investment Advisory firm - (9/13/2021 Terminated)

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Contact information

Main Address

1111 Brickell Avenue Suite 2825, Miami, FL 33131

Mailing Address

Phone number

(305) 455-0975

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CREDICORP CAPITAL ADVISORS LLC - WRAP BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	260
AUM (Assets Under Management)	$ 983,368,510

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Juan P. Galan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CREDICORP CAPITAL ADVISORS LLC

CREDICORP CAPITAL LLC

Primary Firm SEC Registration

CREDICORP CAPITAL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/6/2018

SIE

Date: 10/1/2018

Series 7

Date: 4/18/2016

Series 24

Date: 5/25/2016

Current Firm

CREDICORP CAPITAL ADVISORS LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CREDICORP CAPITAL ADVISORS LLC

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