Michael L. Allred

SECFI ADVISORY LIMITED

New York City, NY

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CRD#: 6624684

Professional summary

Michael Lavere Allred, CFP®, who also goes by Michael Allred, Mike Lavere Allred, is a registered financial advisor currently at SECFI ADVISORY LIMITED located in New York City, New York.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Michael has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Allred | Mike Lavere Allred

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Lavere Allred's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

CRD#: 13686

Austin, TX

Past

August 22, 2016 - February 7, 2017

OSAIC WEALTH, INC.

CRD#: 23131

AUSTIN, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SECFI ADVISORY LIMITED

SECFI | SECFI WEALTH | SECFI ADVISORY LIMITED

CRD#: 306961 / SEC#: 801-126017

RIA

Registered Investment Advisory firm - (7/7/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/4/2024)

IAR

Massachusetts
(6/11/2024)

IAR

New York
(6/4/2024)

IAR

Texas
(6/4/2024)

IAR

Washington
(6/4/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/1/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/22/2016

General Securities Representative Examination

Current Firm

SECFI ADVISORY LIMITED

SECFI | SECFI WEALTH | SECFI ADVISORY LIMITED

CRD#: 306961 / SEC#: 801-126017

RIA

Registered Investment Advisory firm - (7/7/2022 Approved)

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Contact information

Main Address

25 Broadway 10th Floor, New York, NY 10004

Mailing Address

Phone number

(707) 652-9961

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (6/3/2025)

Regulatory assets under management

Total Number of Accounts	88
AUM (Assets Under Management)	$ 174,020,811

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

SEC / JURISDICTION	REPORTING STATUS	EFFECTIVE DATE
SEC	ERA - Withdrawn	6/2/2022

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael L. Allred

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Lavere Allred's CRS (Customer Relationship Summary).

Certified licenses

Experience

FACET

HAYNIE WEALTH MANAGEMENT LLC

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

OSAIC WEALTH, INC.

Primary Firm SEC Registration

SECFI ADVISORY LIMITED

State Registrations and Notice Filings

Exams

Series 66

Date: 9/1/2016

SIE

Date: 10/1/2018

Series 7

Date: 8/22/2016

Current Firm

SECFI ADVISORY LIMITED

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Exempt reporting advisers

Red Flags

Company Information

SECFI ADVISORY LIMITED

TRUST BUT VERIFY

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