Pavan K. Surabhi
Professional summary
Pavan Kumar Surabhi, who also goes by Pavan Kumar Surabhi, Pavan Surabhi, is a registered financial professional currently at LEERINK PARTNERS LLC located in New York, New York.
Pavan is registered as a RR (Registered Representative) and started their career in finance in 2016. Pavan has worked at 3 firms and has passed the Series 63, Series 79TO, SIE and Series 57 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Pavan Kumar Surabhi's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 18, 2025 - Present
LEERINK PARTNERS LLC
Office #1: 1301 Avenue Of The Americas 5th Floor, New York, NY 10019November 21, 2022 - April 29, 2025
LAZARD FRERES & CO. LLC
April 4, 2016 - January 9, 2018
WALLEYE TRADING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/18/2025)
Exams
Series 79TO
Date: 11/21/2022
Investment Banking Registered Representative ExaminationFINRA
Current Firm
LEERINK PARTNERS LLC
CRD#: 39011 / SEC#: 801-68264, 8-48535
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LEERINK INTERMEDIATE HOLDINGS LLC | MEMBER | |
| CASEY, KEVIN MICHAEL | CHIEF COMPLIANCE OFFICER | 4754440 |
| DAVIDSON, THOMAS ADAM | SENIOR MANAGING DIRECTOR | 2248233 |
| DUBIN, DANIEL BARRY | SENIOR MANAGING DIRECTOR | 3231063 |
| GENTILE, JOSEPH ROBERT | CHIEF ADMINISTRATIVE OFFICER | 2545927 |
| HEINEMAN, STEVEN P | GENERAL COUNSEL | 5386950 |
| JURKIEWICZ, GREGG MARTIN | FINOP | 4440135 |
| LEERINK, JEFFREY ALAN | CEO | 1718986 |
| OLSON, ERIC PATRICK | PRINCIPAL OPERATIONS OFFICER | 2542584 |
Disclosures
| Regulatory Event | 6 |
Red Flags
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