PC
Patrick E. Clark
PRICEWATERHOUSECOOPERS CORPORATE FINANCE LLC
Vancouver, V6C 3S7
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CRD#: 6623858
PC
Professional summary
Patrick Edward Anthony Clark is a registered financial professional currently at PRICEWATERHOUSECOOPERS CORPORATE FINANCE LLC .
Patrick is registered as a RR (Registered Representative) and started their career in finance in 2018. Patrick has worked at 1 firm and has passed the Series 63, SIE and Series 82 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Patrick Edward Anthony Clark's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 23, 2018 - Present
PRICEWATERHOUSECOOPERS CORPORATE FINANCE LLC
Office #1: 250 Howe Street, Vancouver, V6C 3S7BD
CRD#: 41461
Vancouver,
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/23/2018)
RR
Alaska(4/23/2018)
RR
Arizona(4/23/2018)
RR
Arkansas(4/23/2018)
RR
California(4/23/2018)
RR
Colorado(4/23/2018)
RR
Connecticut(4/23/2018)
RR
Delaware(4/23/2018)
RR
District of Columbia(4/23/2018)
RR
Florida(4/23/2018)
RR
Georgia(4/23/2018)
RR
Hawaii(4/23/2018)
RR
Idaho(4/23/2018)
RR
Illinois(4/23/2018)
RR
Indiana(4/23/2018)
RR
Iowa(4/23/2018)
RR
Kansas(4/23/2018)
RR
Kentucky(4/23/2018)
RR
Louisiana(4/23/2018)
RR
Maine(4/23/2018)
RR
Maryland(4/23/2018)
RR
Massachusetts(4/23/2018)
RR
Michigan(4/23/2018)
RR
Minnesota(4/23/2018)
RR
Mississippi(4/23/2018)
RR
Missouri(4/23/2018)
RR
Montana(4/23/2018)
RR
Nebraska(4/23/2018)
RR
Nevada(4/23/2018)
RR
New Hampshire(4/23/2018)
RR
New Jersey(4/23/2018)
RR
New Mexico(4/23/2018)
RR
New York(4/23/2018)
RR
North Carolina(4/25/2018)
RR
North Dakota(4/23/2018)
RR
Ohio(4/24/2018)
RR
Oklahoma(4/23/2018)
RR
Oregon(4/23/2018)
RR
Pennsylvania(4/23/2018)
RR
Puerto Rico(4/23/2018)
RR
Rhode Island(4/23/2018)
RR
South Carolina(4/23/2018)
RR
South Dakota(4/23/2018)
RR
Texas(4/23/2018)
RR
Utah(4/23/2018)
RR
Vermont(4/23/2018)
RR
Virgin Islands(4/23/2018)
RR
Virginia(4/23/2018)
RR
Washington(4/23/2018)
RR
West Virginia(4/23/2018)
RR
Wisconsin(4/23/2018)
RR
Wyoming(4/23/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PC
PRICEWATERHOUSECOOPERS CORPORATE FINANCE LLC
COOPERS & LYBRAND SECURITIES L.L.C. | PWC CORPORATE ADVISORY AND RESTRUCTURING LLC | PRICEWATERHOUSECOOPERS SECURITIES LLC | PRICEWATERHOUSECOOPERS SECURITIES L.L.C. | PRICEWATERHOUSECOOPERS CORPORATE FINANCE LLC | PRICEWATERHOUSECOOPERS CORPORATE ADVISORY AND RESTRUCTURING LLC | PRICEWATERHOUSECOOOPERS CORPORATE FINANCE LLC
CRD#: 41461 / SEC#: , 8-49443
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
300 N Madison Ave, New York, NY 10017
Mailing Address
300 N. Madison Ave, New York, NY 10017
Phone number
(312) 298-2000
Established
Delaware since 06/25/1996
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PWC US BUSINESS ADVISORY LLP | SHAREHOLDER | |
| BRIDEN, STEPHEN JAMES | CCO AND POO | 6162493 |
| CHOPOORIAN, RONALD HAIG | MEMBER OF BOARD OF MANAGERS | 7970815 |
| GILL, MAUREEN | MEMBER OF BOARD OF MANAGERS | 7313897 |
| NIEMEYER, MEL JOHN | MEMBER OF BOARD OF MANAGERS | |
| ROONEY, THOMAS M | MEMBER OF BOARD OF MANAGERS | 6931609 |
| SCHASCHWARY, MICHAEL JOSEPH | FINOP AND PFO | 6001279 |
| WOLFE, HOWARD DEGRAFF III | PRESIDENT | 3049913 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PRICEWATERHOUSECOOPERS CORPORATE FINANCE LLC
CRD#: 41461Vancouver, V6C 3S7TRUST BUT VERIFY
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