Alfredo J. Yanes

ACTITRUST WEALTH MANAGEMENT LLC

Austin, TX

Some features on this profile are disabled

CRD#: 6623506

Professional summary

Alfredo Jorge(jr) Yanes, who also goes by Alfredo Yanes, Alfredo Jorge Yanes Jr, is a registered financial advisor currently at ACTITRUST WEALTH MANAGEMENT LLC located in Austin, Texas.

Alfredo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Alfredo has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alfredo Yanes | Alfredo Jorge Yanes Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Jet Fly Aviation; Senior Sales Advisor; Investment related: No; 90 Via Floresta Dr Boca Raton FL 33487; Jet Fly Aviation offers luxury private jet services and aircraft management; Consulting on chartering, acquisitions, management, and personalized travel solutions; Start date with business: 2025-02-10; Hours per month devoted to business during trading hours: 35; Hours per month devoted to business outside trading hours: 15; Percentage of total yearly compensation expected to be derived from the business: 90; Website address for the organization: https://jetflyaviation.co/.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alfredo Jorge(jr) Yanes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 10, 2024 - Present

ACTITRUST WEALTH MANAGEMENT LLC

RIA

CRD#: 284827

Austin, TX

Past

October 18, 2016 - April 27, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

JACKSONVILLE, FL

Past

July 5, 2016 - September 19, 2016

EQUITABLE ADVISORS, LLC

CRD#: 6627

JACKSONVILLE, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ACTITRUST WEALTH MANAGEMENT LLC

CRD#: 284827 / SEC#: 801-120812

RIA

Registered Investment Advisory firm - (4/16/2021 Approved)

Florida

Registered Investment Advisory firm - (5/6/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/22/2024)

IAR

Texas
(5/10/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/4/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/20/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/20/2023

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/5/2016

General Securities Representative Examination

Current Firm

ACTITRUST WEALTH MANAGEMENT LLC

CRD#: 284827 / SEC#: 801-120812

RIA

Registered Investment Advisory firm - (4/16/2021 Approved)

Florida

Registered Investment Advisory firm - (5/6/2021 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

300 S. Pine Island Rd. Suite 305, Plantation, FL 33324

Mailing Address

Phone number

(754) 229-0051

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A- ACTITRUST WEALTH MANAGEMENT LLC (3/26/2025)

Regulatory assets under management

Total Number of Accounts	172
AUM (Assets Under Management)	$ 123,861,627

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Alfredo J. Yanes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alfredo Jorge(jr) Yanes's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

ACTITRUST WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/4/2024

Series 63

Date: 10/20/2016

SIE

Date: 10/20/2023

Series 7

Date: 7/5/2016

Current Firm

ACTITRUST WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ACTITRUST WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

Similar Advisors