AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
KD

Kathleen W. Dulko

ASHFORD INVESTMENT ADVISORS
Daytona Beach, FL 32118
Some features on this profile are disabled
CRD#: 6623264
KD

Professional summary

Kathleen Walsh Dulko, who also goes by Kathleen Marie Walsh, is a registered financial advisor currently at ASHFORD INVESTMENT ADVISORS located in Daytona Beach, Florida.

Kathleen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Kathleen has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Kathleen Marie Walsh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathleen Walsh Dulko's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 19, 2016 - Present

ASHFORD INVESTMENT ADVISORS

Office #1: 629 N Peninsula Drive, Daytona Beach, FL 32118
RIA
CRD#: 141587
Daytona Beach, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(4/19/2016)
IAR
Louisiana
(1/30/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/13/2016
Uniform Investment Adviser Law Examination

Current Firm

AI
ASHFORD INVESTMENT ADVISORS
ASHFORD INVESTMENT ADVISORS | WALSH CONSULTING GROUP INC

CRD#: 141587 / SEC#:

Florida
Registered Investment Advisory firm - (9/29/1998 Approved)
Louisiana
Registered Investment Advisory firm - (1/30/2025 Approved)
Texas
Registered Investment Advisory firm - (4/16/2020 Conditional Restricted)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
629 N Peninsula Drive, Daytona Beach, FL 32118
Mailing Address
Phone number
(386) 523-9500
Established
Firm type
Fiscal year end
# of Employees
3

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts200
AUM (Assets Under Management)$ 76,441,486

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ASHFORD INVESTMENT ADVISORS

CRD#: 141587Daytona Beach, FL 32118

TRUST BUT VERIFY

Monitor Kathleen Dulko

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

YM
Yannis MooreAdvisorCheck Check Mark
LPL FINANCIAL LLC
PR
FORT MILL, SC
LK
Larry KnisleyAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Portland, OR
Steven Richard Adelson
Steven AdelsonAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Fort Myers, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.