Kathleen W. Dulko

ASHFORD INVESTMENT ADVISORS

DAYTONA BEACH, FL 32118

CRD#: 6623264

Some features on this profile are disabled

Professional summary

Kathleen Walsh Dulko, who also goes by Kathleen Marie Walsh, is a registered financial advisor currently at ASHFORD INVESTMENT ADVISORS located in Daytona Beach, Florida and MARIDEA WEALTH MANAGEMENT located in Daytona Beach, Florida.

Kathleen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Kathleen has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kathleen Marie Walsh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathleen Walsh Dulko's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 19, 2016 - Present

ASHFORD INVESTMENT ADVISORS

Office #1: 629 N Peninsula Drive, Daytona Beach, FL 32118

RIA

CRD#: 141587

DAYTONA BEACH, FL

Current

June 1, 2026 - Present

MARIDEA WEALTH MANAGEMENT

Office #1: 629 N Peninsula Drive, Daytona Beach, FL 32118

RIA

CRD#: 325523

DAYTONA BEACH, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MARIDEA WEALTH MANAGEMENT

CRD#: 325523 / SEC#: 801-129360

RIA

Registered Investment Advisory firm - (1/31/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/19/2016)

IAR

Louisiana
(1/30/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/13/2016

Uniform Investment Adviser Law Examination

Current Firm

MARIDEA WEALTH MANAGEMENT

CRD#: 325523 / SEC#: 801-129360

RIA

Registered Investment Advisory firm - (1/31/2024 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

25 Kent Avenue Suite 401, Brooklyn, NY 11249

Mailing Address

Phone number

(347) 289-5227

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (1/30/2026)

Regulatory assets under management

Total Number of Accounts	4,904
AUM (Assets Under Management)	$ 958,721,478

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Sean Merlonghi

DAKOTA WEALTH, LLC

IAR

LEWES, DE

Jeffrey Norris

WELLS FARGO CLEARING SERVICES, LLC

ST. LOUIS, MO

Peter Gaertner

ROFFMAN MILLER ASSOCIATES INC

IAR

PHILADELPHIA, PA

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Kathleen W. Dulko

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathleen Walsh Dulko's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASHFORD INVESTMENT ADVISORS

MARIDEA WEALTH MANAGEMENT

Primary Firm SEC Registration

MARIDEA WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 4/13/2016

Current Firm

MARIDEA WEALTH MANAGEMENT

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MARIDEA WEALTH MANAGEMENT

TRUST BUT VERIFY

Similar Advisors