Kathleen W. Dulko

ASHFORD INVESTMENT ADVISORS

Daytona Beach, FL 32118

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CRD#: 6623264

Professional summary

Kathleen Walsh Dulko, who also goes by Kathleen Marie Walsh, is a registered financial advisor currently at ASHFORD INVESTMENT ADVISORS located in Daytona Beach, Florida.

Kathleen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Kathleen has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kathleen Marie Walsh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Halifax Health. Non-investment-related. 303 N. Clyde Morris Blvd., Daytona Beach, FL. Community hospital. Corporate Controller. January 2010. 40 hours per week during securities trading hours. Responsible for financial reporting, maintaining/implementing accounting standards; oversee department of 30 employees.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathleen Walsh Dulko's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 19, 2016 - Present

ASHFORD INVESTMENT ADVISORS

Office #1: 629 N Peninsula Drive, Daytona Beach, FL 32118

RIA

CRD#: 141587

Daytona Beach, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/19/2016)

IAR

Louisiana
(1/30/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/13/2016

Uniform Investment Adviser Law Examination

Current Firm

ASHFORD INVESTMENT ADVISORS

ASHFORD INVESTMENT ADVISORS | WALSH CONSULTING GROUP INC

CRD#: 141587 / SEC#:

Florida

Registered Investment Advisory firm - (9/29/1998 Approved)

Louisiana

Registered Investment Advisory firm - (1/30/2025 Approved)

Texas

Registered Investment Advisory firm - (4/16/2020 Conditional Restricted)

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Contact information

Main Address

629 N Peninsula Drive, Daytona Beach, FL 32118

Mailing Address

Phone number

(386) 523-9500

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	200
AUM (Assets Under Management)	$ 76,441,486

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kathleen W. Dulko

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathleen Walsh Dulko's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASHFORD INVESTMENT ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 4/13/2016

Current Firm

ASHFORD INVESTMENT ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ASHFORD INVESTMENT ADVISORS

TRUST BUT VERIFY

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