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MK

Michael R. Knapke

GATEWAY INVESTMENT ADVISERS
Orlando, FL
Some features on this profile are disabled
CRD#: 6622954
MK

Professional summary

Michael Robert Knapke, who also goes by Michael R Knapke, is a registered financial advisor currently at GATEWAY INVESTMENT ADVISERS, LLC located in Orlando, Florida.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Michael has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Michael R Knapke

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Robert Knapke's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 26, 2024 - Present

GATEWAY INVESTMENT ADVISERS, LLC

RIA
CRD#: 146681
Orlando, FL
Past

August 13, 2019 - December 31, 2023

GATEWAY INVESTMENT ADVISERS, LLC

RIA
CRD#: 146681
Cincinnati, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GI
GATEWAY INVESTMENT ADVISERS, LLC
GATEWAY INVESTMENT ADVISERS, LLC

CRD#: 146681 / SEC#: 801-68972

RIA
Registered Investment Advisory firm - (4/18/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Ohio
(3/26/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/12/2019
Uniform Investment Adviser Law Examination

Current Firm

GI
GATEWAY INVESTMENT ADVISERS, LLC
GATEWAY INVESTMENT ADVISERS, LLC

CRD#: 146681 / SEC#: 801-68972

RIA
Registered Investment Advisory firm - (4/18/2008 Approved)
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Contact information

Main Address
312 Walnut Street Suite 3500, Cincinnati, OH 45202-9834
Mailing Address
Phone number
(513) 719-1100
Established
Firm type
Fiscal year end
# of Employees
27

SEC notice filing (10 States and Territories)

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Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

GATEWAY INVESTMENT ADVISERS, LLC FORM ADV PARTS 2A AND 2B DATED 2025 (9/26/2025)

Regulatory assets under management

Total Number of Accounts276
AUM (Assets Under Management)$ 10,909,371,942

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GATEWAY INVESTMENT ADVISERS, LLC

CRD#: 146681Orlando, FL

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