Philip T. Alford

FACET | Investment Consultant

Johnson City, TN

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CRD#: 6622770

Professional summary

Philip Thomas Alford, CFP®, who also goes by Philip T Alford, Philip Alford, is a registered financial advisor currently at FACET located in Johnson City, Tennessee.

Philip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Philip has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Services Offered

Budgeting

Comprehensive Financial Planning

Investment Planning

Biography

I help clients co-create financial plans to help them visualize their goals through retirement analysis and investment guidance in an environment of candor with empathy.

Aliases

Philip T Alford | Philip Alford

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1). Insurance Sales; 1810 TN 394, Blountville, TN 37617; agent; 10/30/2025-present; 8 hours/month (8 during security trading hours); Life, health, long term care insurance. Serve as agent for effecting insurance transactions for clients. 2). Tax Preparation Services, 1810 Hwy 394, Blountville, TN 37617; Not investment related; Individual tax preparation and filing; Tax preparer; 02/01/2026-present; 8 hours/month(0 during security trading hours); Tax preparation and filing for individuals.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip Thomas Alford's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Education

William Carey College

Bachelor of Business Administration - Business Administration

2015

Experience

Current

August 18, 2026 - Present

FACET

RIA

CRD#: 285961

Johnson City, TN

Past

June 30, 2025 - August 6, 2026

ON INVESTMENT MANAGEMENT CO

RIA

CRD#: 105662

Blountville, TN

Past

June 30, 2025 - August 6, 2026

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

Blountville, TN

Past

May 16, 2025 - June 23, 2025

EDWARD JONES

CRD#: 250

ELIZABETHTON, TN

Past

April 21, 2025 - June 23, 2025

EDWARD JONES

RIA

CRD#: 250

ELIZABETHTON, TN

Past

February 14, 2023 - April 21, 2025

VALUES FIRST ADVISORS, INC.

RIA

CRD#: 148532

GRAY, TN

Past

June 30, 2020 - December 7, 2022

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

JOHNSON CITY, TN

Past

June 23, 2020 - December 6, 2022

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

JOHNSON CITY, TN

Past

June 6, 2016 - May 14, 2020

EDWARD JONES

RIA

CRD#: 250

MORGANTON, NC

Past

May 5, 2016 - May 14, 2020

EDWARD JONES

CRD#: 250

MORGANTON, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FACET

CRD#: 285961 / SEC#: 801-108767

RIA

Registered Investment Advisory firm - (12/15/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(8/18/2026)

IAR

Texas
(8/18/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/16/2025

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/5/2016

General Securities Representative Examination

Current Firm

FACET

CRD#: 285961 / SEC#: 801-108767

RIA

Registered Investment Advisory firm - (12/15/2016 Approved)

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Contact information

Main Address

2054 Vista Parkway Ste 400, West Palm Beach, FL 33411

Mailing Address

Phone number

(443) 376-6222

Established

Firm type

Fiscal year end

# of Employees

168

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (2/4/2026)

Regulatory assets under management

Total Number of Accounts	39,720
AUM (Assets Under Management)	$ 6,037,907,630

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/29/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

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Philip T. Alford

Professional summary

At a Glance

Services Offered

Biography

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip Thomas Alford's CRS (Customer Relationship Summary).

Certified licenses

Education

William Carey College

Experience

ON INVESTMENT MANAGEMENT CO

THE O.N. EQUITY SALES COMPANY

EDWARD JONES

EDWARD JONES

VALUES FIRST ADVISORS, INC.

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

FACET

State Registrations and Notice Filings

Exams

Series 66

Date: 5/16/2025

SIE

Date: 10/1/2018

Series 7

Date: 5/5/2016

Current Firm

FACET

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FACET

TRUST BUT VERIFY

Contact information

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