Rachel C. Clawson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rachel Christine Clawson, CFP®, who also goes by Rachel Christine Erickson, was a registered financial professional .
Rachel is a previously registered financial professional and started their career in finance in 2016. Rachel had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2020
Experience
November 16, 2021 - January 8, 2025
AVIER WEALTH ADVISORS
January 28, 2021 - November 16, 2021
MAINSTREET FINANCIAL PLANNING, INC.
February 8, 2019 - January 22, 2021
METRIST WEALTH ADVISORS
May 8, 2018 - April 12, 2019
AVIER WEALTH ADVISORS
September 7, 2016 - March 2, 2017
EDWARD JONES
May 5, 2016 - March 2, 2017
EDWARD JONES
Primary Firm SEC Registration
AVIER WEALTH ADVISORS
CRD#: 161077 / SEC#: 801-73301
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVIER WEALTH ADVISORS
CRD#: 161077 / SEC#: 801-73301
Contact information
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,477 |
| AUM (Assets Under Management) | $ 964,391,865 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
