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RM

Raymond S. Manaloto

Some features on this profile are disabled
CRD#: 6622540
RM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Raymond Sanchez Manaloto, who also goes by Raymond Manaloto, was a registered financial professional .

Raymond is a previously registered financial professional and started their career in finance in 2016. Raymond had worked at 2 firms and has passed the Series 57TO, SIE and Series 57 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Raymond Manaloto

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 23, 2024 - April 20, 2026

TASTYTRADE, INC.

BD
CRD#: 277027
CHICAGO, IL
Past

March 7, 2016 - September 2, 2020

SIMPLEX TRADING, LLC

BD
CRD#: 153585
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 57TO
Date: 3/28/2024
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 57
Date: 10/19/2017
Securities Trader Exam

Current Firm

TI
TASTYTRADE, INC.
TASTYTRADE, INC. | TASTYWORKS, INC.

CRD#: 277027 / SEC#: , 8-69649

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
1330 West Fulton Street Suite 600, Chicago, IL 60607
Mailing Address
1330 West Fulton Street Suite 600, Chicago, IL 60607
Phone number
(312) 724-7075
Established
Delaware since 06/22/2015
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TASTYLIVE, INC.OWNER
ADLER, KERRY ANN PATRICIAINTERIM CHIEF COMPLIANCE OFFICER3269947
BRASIL DE OLIVEIRA, LUIS FERNANDOCHIEF OPERATING OFFICER5652832
CHIOU, JASONHEAD OF CLIENT BROKERAGE SERVICES6757512
GRACE, CHRISTOPHER WILLIAMHEAD OF BROKERAGE TRADING OPERATIONS5985000
MONTERRUBIO, DAMONAML COMPLIANCE OFFICER5565532
SLOAN, JACQUELINE LEEFINOP2717305

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TASTYTRADE, INC.

CRD#: 277027

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