AL
Annemarie Lafemina
TRANSAMERICA FINANCIAL ADVISORS
Great Neck, NY 11021
Some features on this profile are disabled
CRD#: 6621593
AL
Professional summary
Annemarie Lafemina is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Great Neck, New York.
Annemarie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Annemarie has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. RC Smokies inc/ 0522-Present/ Investment Related: No /1448 Deer Park Ave. #178 N. Babylon NY 11703 / graphic design, / a mobile cigar lounge offering private and public events for purchasing and enjoying a cigar in the lounge slash marketing and events slash / Hrs. Work Monthly:21 / Sec Trading Hrs.:0 / graphic design, package design, working public and private events to ensure customers get the right cigar for them and enjoy their experience in the lounge. Coastal gateway 11A slash / 0621-Present / Investment Related: No /159 Weatherby Way, unit 11A, Myrtle Beach SC 29572 / property owner / vacation home / Hrs. Work Monthly: 8/ Sec Trading Hrs.: 0/I do some marketing on social media to get property viewed and boost rentals. The property is managed by Hilton but as the property owner I do some housework maintenance and updates with slash without contract contractors SENIOR SERVICES OF NORTH AMERICA POSITION: Medicare Agent NATURE: Provide Medicare Advantage, Medicare Supplements, PDP, and other Medicare Riders INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 2 START DATE: 10/31/2025 ADDRESS: 532 Broadhollow Rd, #1-6, Melville, NY 11747, United States DESCRIPTION: Matching clents up with the best medicare plan for them and enrolling them WEALTHWAVE POSITION: Representative NATURE: Marketing INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 09/16/2025 ADDRESS: 190 Bluegrass Valley Parkway, Alpharetta GA 30005, United States DESCRIPTION: WFG Co-Brand
CRS (Client Relationship Summary) - RIA
Click below to view Annemarie Lafemina's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Annemarie Lafemina's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 11, 2025 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 111 Great Neck Rd., Great Neck, NY 11021RIA
BD
CRD#: 16164
Great Neck, NY
Current
March 11, 2025 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 111 Great Neck Rd., Great Neck, NY 11021RIA
BD
CRD#: 16164
Great Neck, NY
Past
November 14, 2024 - February 19, 2025
LPL ENTERPRISE, LLC
RIA
CRD#: 8733
MELVILLE, NY
Past
November 14, 2024 - February 19, 2025
LPL ENTERPRISE, LLC
BD
CRD#: 8733
MELVILLE, NY
Past
June 7, 2021 - November 14, 2024
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
Melville, NY
Past
April 28, 2016 - November 14, 2024
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
Melville, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
District of Columbia(3/11/2025)
IAR
District of Columbia(3/24/2025)
RR
Florida(5/19/2025)
RR
New York(3/11/2025)
IAR
New York(3/11/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
