Kyle R. Schwallier

SCHWALLIER WEALTH MANAGEMENT

GRAND RAPIDS, MI 49546

Some features on this profile are disabled

CRD#: 6621347

Professional summary

Kyle R Schwallier, who also goes by Kyle Robert Schwallier, Kyle Schwallier, is a registered financial advisor currently at SCHWALLIER WEALTH MANAGEMENT located in Grand Rapids, Michigan.

Kyle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Kyle has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kyle Robert Schwallier | Kyle Schwallier

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kyle R Schwallier's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 26, 2024 - Present

SCHWALLIER WEALTH MANAGEMENT

Office #1: 535 Cascade West Parkway Se, Grand Rapids, MI 49546

RIA

CRD#: 143329

GRAND RAPIDS, MI

Past

December 14, 2021 - January 12, 2024

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

MERRIMACK, NH

Past

November 29, 2021 - January 4, 2024

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

MERRIMACK, NH

Past

March 4, 2019 - November 29, 2021

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Charlotte, NC

Past

July 27, 2018 - November 29, 2021

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Charlotte, NC

Past

September 18, 2017 - September 29, 2017

SECURITIES AMERICA, INC.

CRD#: 10205

Grand Rapids, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCHWALLIER WEALTH MANAGEMENT

SCHWALLIER WEALTH MANAGEMENT | SCHWALLIER, WEALTH MANAGEMENT | SCHWALLIER, ADAM DAVID | SCHWALLIER WEALTH MANAGEMENT, LLC

CRD#: 143329 / SEC#: 801-122547

RIA

Registered Investment Advisory firm - (10/21/2021 Approved)

Indiana

Registered Investment Advisory firm - (1/7/2022 Terminated)

Michigan

Registered Investment Advisory firm - (12/14/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(1/26/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/4/2019

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/18/2017

General Securities Representative Examination

Current Firm

SCHWALLIER WEALTH MANAGEMENT

SCHWALLIER WEALTH MANAGEMENT | SCHWALLIER, WEALTH MANAGEMENT | SCHWALLIER, ADAM DAVID | SCHWALLIER WEALTH MANAGEMENT, LLC

CRD#: 143329 / SEC#: 801-122547

RIA

Registered Investment Advisory firm - (10/21/2021 Approved)

Indiana

Registered Investment Advisory firm - (1/7/2022 Terminated)

Michigan

Registered Investment Advisory firm - (12/14/2021 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

535 Cascade West Parkway Se, Grand Rapids, MI 49546

Mailing Address

Phone number

(616) 855-2051

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SCHWALLIER WEALTH MANAGEMENT - WRAP BROCHURE - APPENDIX 1 (9/9/2025)

SCHWALLIER WEALTH MANAGEMENT LLC ADV PART 2 FIRM BROCHURE (9/9/2025)

Regulatory assets under management

Total Number of Accounts	808
AUM (Assets Under Management)	$ 171,257,967

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/25/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Scott Davison

WEALTHCARE CAPITAL MANAGEMENT LLC

IAR

GRAND RAPIDS, MI

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Kyle R. Schwallier

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kyle R Schwallier's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

SECURITIES AMERICA, INC.

Primary Firm SEC Registration

SCHWALLIER WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 3/4/2019

SIE

Date: 10/1/2018

Series 7

Date: 9/18/2017

Current Firm

SCHWALLIER WEALTH MANAGEMENT

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SCHWALLIER WEALTH MANAGEMENT

TRUST BUT VERIFY

Similar Advisors