Sunni D. Allen

THREE ARCH WEALTH MANAGEMENT LLC

IRVINE, CA 92618

Some features on this profile are disabled

CRD#: 6621073

Professional summary

Sunni Danae Allen, AIF®, who also goes by Sunni Danae Roberts, is a registered financial advisor currently at THREE ARCH WEALTH MANAGEMENT LLC located in Irvine, California.

Sunni is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Sunni has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sunni Danae Roberts

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sunni Danae Allen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

January 9, 2025 - Present

THREE ARCH WEALTH MANAGEMENT LLC

Office #1: 300 Spectrum Center Drive Suite 1030, Irvine, CA 92618

RIA

CRD#: 333733

IRVINE, CA

Past

September 25, 2024 - January 10, 2025

INDEX FUND ADVISORS, INC.

RIA

CRD#: 109143

IRVINE, CA

Past

December 7, 2021 - August 1, 2024

APRIEM ADVISORS

RIA

CRD#: 108188

IRVINE, CA

Past

March 29, 2016 - January 19, 2017

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

SAN DIEGO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THREE ARCH WEALTH MANAGEMENT LLC

CRD#: 333733 / SEC#: 801-131587

RIA

Registered Investment Advisory firm - (1/8/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/9/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/7/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/5/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/19/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 3/29/2016

Investment Company Products/Variable Contracts Representative Examination

Current Firm

THREE ARCH WEALTH MANAGEMENT LLC

CRD#: 333733 / SEC#: 801-131587

RIA

Registered Investment Advisory firm - (1/8/2025 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

300 Spectrum Center Drive Suite 1030, Irvine, CA 92618

Mailing Address

Phone number

(949) 400-7107

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

THREE ARCH WEALTH DISCLOSURE BROCHURE (5/7/2025)

Regulatory assets under management

Total Number of Accounts	734
AUM (Assets Under Management)	$ 503,048,544

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Barton Pearce

PARK AVENUE SECURITIES LLC

IAR

IRVINE, CA

Ryan Gallo

LPL FINANCIAL LLC

IAR

FULLERTON, CA

Michael Jensen

FALCON WEALTH PLANNING, INC.

IAR

Irvine, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Sunni D. Allen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sunni Danae Allen's CRS (Customer Relationship Summary).

Certified licenses

Experience

INDEX FUND ADVISORS, INC.

APRIEM ADVISORS

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

THREE ARCH WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/7/2021

Series 63

Date: 4/5/2016

SIE

Date: 1/19/2017

Series 6

Date: 3/29/2016

Current Firm

THREE ARCH WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THREE ARCH WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

Similar Advisors