TN
Timothy M. Nielsen
THRIVENT INVESTMENT MANAGEMENT
St Louis, MO 63131
Some features on this profile are disabled
CRD#: 6620558
TN
Professional summary
Timothy Mark Nielsen, CFP®, who also goes by Timothy Mark Nielsen, Timothy Nielsen, Tim Nielsen, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in St Louis, Missouri.
Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Timothy has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Timothy Mark Nielsen | Timothy Nielsen | Tim Nielsen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ST. CLEMENT OF ROME - BASEBALL/SOFTBALL DIRECTOR POSITION: Baseball/Softball Director NATURE: Setting Schedules, Securing Field Times, Putting together teams, communication with families. INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2026 ADDRESS: 1510 Bopp Road, Saint Louis MO 63131, United States DESCRIPTION: Setting Schedules, Securing Field Times, Putting together teams, communication with families.
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Mark Nielsen's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Timothy Mark Nielsen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
April 29, 2024 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 1515 Des Peres Rd, St Louis, MO 63131RIA
BD
CRD#: 18387
St Louis, MO
Current
April 29, 2024 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 1515 Des Peres Rd, St Louis, MO 63131RIA
BD
CRD#: 18387
St Louis, MO
Past
February 9, 2023 - April 25, 2024
MONETA GROUP INVESTMENT ADVISORS, LLC
RIA
CRD#: 104727
ST. LOUIS, MO
Past
February 11, 2019 - January 27, 2023
OPPENHEIMER & CO. INC.
RIA
CRD#: 249
ST. LOUIS, MO
Past
February 11, 2019 - January 27, 2023
OPPENHEIMER & CO. INC.
BD
CRD#: 249
ST. LOUIS, MO
Past
July 12, 2016 - February 4, 2019
COMMERCE BROKERAGE SERVICES, INC.
RIA
CRD#: 17140
CLAYTON, MO
Past
May 25, 2016 - February 4, 2019
COMMERCE BROKERAGE SERVICES, INC.
BD
CRD#: 17140
CLAYTON, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(5/22/2024)
RR
Illinois(5/22/2024)
RR
Indiana(6/21/2024)
RR
Kentucky(3/26/2025)
RR
Michigan(5/22/2024)
RR
Missouri(4/29/2024)
IAR
Missouri(4/29/2024)
RR
Nebraska(5/22/2024)
RR
Ohio(3/27/2025)
RR
Texas(6/21/2024)
IAR
Texas(6/21/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387St Louis, MO 63131TRUST BUT VERIFY
Monitor Timothy Nielsen
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
