AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
VJ

Vaibhav Jain

ONE GROWTH SECURITIES LLC
Noida, Uttar Pradesh, 201301
Some features on this profile are disabled
CRD#: 6620384
VJ

Professional summary

Vaibhav Jain is a registered financial professional currently at ONE GROWTH SECURITIES LLC .

Vaibhav is registered as a RR (Registered Representative) and started their career in finance in 2021. Vaibhav has worked at 5 firms and has passed the Series 66, Series 7TO, SIE, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Vaibhav Jain's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 12, 2026 - Present

ONE GROWTH SECURITIES LLC

Office #1: A-37, Sector 60, Noida, Uttar Pradesh 201301
BD
CRD#: 310890
Noida, Uttar Pradesh,
Past

February 10, 2023 - November 20, 2025

PRINCIPAL SECURITIES, INC.

RIA
CRD#: 1137
PUNE MAHARASHTRA,
Past

February 6, 2023 - November 20, 2025

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
PUNE MAHARASHTRA,
Past

June 29, 2022 - December 17, 2022

CETERA ADVISORS LLC

BD
CRD#: 10299
HYDERABAD, HAFEEZPET,
Past

May 13, 2022 - December 17, 2022

CETERA WEALTH SERVICES, LLC

RIA
CRD#: 13572
GACHIBOWLI, HYDHYDERABAD, HAFEEZPET,
Past

September 17, 2021 - September 8, 2022

FIRST ALLIED SECURITIES, INC.

BD
CRD#: 32444
HYDERABAD, HAFEEZPET,
Past

September 17, 2021 - December 17, 2022

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
GACHIBOWLI, HYDHYDERABAD, HAFEEZPET,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Delaware
(1/12/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/13/2022
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/16/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/25/2019
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 4
Date: 6/3/2024
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/1/2021
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

OG
ONE GROWTH SECURITIES LLC
DRIVELOYALTY | ONE GROWTH SECURITIES LLC | DRIVELOYALTY LLC

CRD#: 310890 / SEC#: , 8-70641

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
3411 Silverside Rd, Tatnall Building, Suite 104, Wilmington, DE 19810
Mailing Address
3411 Silverside Rd, Tatnall Building, Suite 104, Wilmington, DE 19810
Phone number
(646) 389-9802
Established
New Jersey since 12/18/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ONE GROWTH PORTFOLIO LLCSOLE MEMBER
ANDERSON, DIMPLECHIEF EXECUTIVE OFFICER5325435
COREY, WILLIAM JAMESCHIEF COMPLIANCE OFFICER6024760
FORTINO, ANGELINAFINOP, PFO, POO6869135

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ONE GROWTH SECURITIES LLC

CRD#: 310890Noida, Uttar Pradesh 201301

TRUST BUT VERIFY

Monitor Vaibhav Jain

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

SS
Stephen StewartAdvisorCheck Check Mark
CHELSEA ADVISORY SERVICES, INC
IAR
RR
South Ozone Park, NY
GD
Gustavo Delgado AliceaAdvisorCheck Check Mark
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
IAR
RR
Brandon, FL
Adam J Ausloos
Adam AusloosAdvisorCheck Check Mark
ADVICEWORKS WEALTH ADVISORS
IAR
SARASOTA, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.