Alison Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alison Miller, who also goes by Alison Faith Miller, Alison Faith Seedorf, Alison Seedorf, was a registered financial professional .
Alison is a previously registered financial professional and started their career in finance in 2018. Alison had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 17, 2022 - August 10, 2022
ICA GROUP WEALTH MANAGEMENT, LLC
October 12, 2018 - May 16, 2022
LPL FINANCIAL LLC
August 13, 2018 - August 18, 2022
LPL FINANCIAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ICA GROUP WEALTH MANAGEMENT, LLC
CRD#: 311419 / SEC#: 801-120855
Contact information
Regulatory assets under management
| Total Number of Accounts | 6,308 |
| AUM (Assets Under Management) | $ 1,161,142,958 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
