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NC

Nicholas Cwikla

BROWN, GIBBONS, LANG & COMPANY SECURITIES
Cleveland, OH 44114
Some features on this profile are disabled
CRD#: 6620179
NC

Professional summary

Nicholas Cwikla, CFP®, who also goes by Nicholas Cwikla, Nichoals George Cwikla, Nicholas George Cwikla, is a registered financial professional currently at BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC located in Cleveland, Ohio.

Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2018. Nicholas has worked at 5 firms and has passed the Series 66, Series 79TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Nicholas Cwikla | Nichoals George Cwikla | Nicholas George Cwikla

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nicholas Cwikla's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

May 15, 2026 - Present

BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC

Office #1: 1375 E. 9th Street Suite 2500, Cleveland, OH 44114
BD
CRD#: 29540
Cleveland, OH
Past

April 29, 2025 - May 4, 2026

PIPER SANDLER & CO.

BD
CRD#: 665
MINNEAPOLIS, MN
Past

August 1, 2023 - August 16, 2024

CITIZENS JMP SECURITIES, LLC

BD
CRD#: 22208
Cleveland, OH
Past

June 9, 2023 - August 1, 2023

CITIZENS CAPITAL MARKETS

BD
CRD#: 277073
Cleveland, OH
Past

August 20, 2018 - June 21, 2021

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Richfield, OH
Past

June 4, 2018 - June 21, 2021

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Richfield, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(5/19/2026)
RR
New York
(5/19/2026)
RR
Ohio
(5/20/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/20/2018
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 5/10/2025
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/4/2018
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

BG
BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC
B. G. SECURITIES, INC. | BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC | BROWN, GIBBONS, LANG & COMPANY SECURITIES, INC. | BROWN, GIBBONS & COMPANY SECURITIES, INC.

CRD#: 29540 / SEC#: , 8-44816

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
1375 E. 9th Street Suite 2500, Cleveland, OH 44114
Mailing Address
1375 E. 9th Street Suite 2500, Cleveland, OH 44114
Phone number
(216) 241-2800
Established
Delaware since 01/01/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (14 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BGL HOLDCO LLCOWNER
PETRYK, ANDREW KELLEYCEO & CCO1548442
RIORDAN, TIFFANYFINOP/PFO/POO6313437

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC

CRD#: 29540Cleveland, OH 44114

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