Robert Howell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Howell was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2018. Robert had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 15, 2020 - April 13, 2022
PALLADIO CONSULTING LLC
June 4, 2019 - June 15, 2020
MML INVESTORS SERVICES, LLC
December 3, 2018 - June 15, 2020
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
PALLADIO CONSULTING LLC
CRD#: 309007 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 279 |
| AUM (Assets Under Management) | $ 89,704,690 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
