Charles Hebert-seynett
Professional Summary
Charles Hebert-seynett is a registered financial advisor currently at VENTUM FINANCIAL (US) CORP.. Charles is registered as a RR (Registered Representative) and started their career in finance in 2017. Charles has worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 37 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
9 years in the financial services industry
Current & Past Employments
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Current Firm
PACIFIC INTERNATIONAL SECURITIES (U.S.) INC. | VENTUM FINANCIAL (US) CORP. | PI FINANCIAL (US) CORP.
Contact Information
Main Address
Vancouver Centre Ii 2500 - 733 Seymour Street, Vancouver, V6B 0S6Mailing Address
Vancouver Centre Ii 2500 - 733 Seymour Street, Vancouver, V6B 0S6Phone Number
(604) 664-2900Firm Type
CorporationFiscal Year End
MarchFirm Size
SmallFINRA licenses (21 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(12/16/2024)
(12/22/2024)
(12/16/2024)
(12/16/2024)
(8/6/2026)
(12/22/2024)
(12/16/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 37 — Canada Module of the General Securities Registered Representative (With Options Questions)
Passed Jan 2017SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Charles Hebert-seynett's CRS (Customer Relationship Summary).
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