Catherine C. Jackson
Professional summary
Catherine Cavalier Jackson, CFP®, who also goes by Catherine Mary Cavalier, is a registered financial advisor currently at MARKS WEALTH MANAGEMENT located in Ellicott City, Maryland.
Catherine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Catherine has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Catherine Cavalier Jackson's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2019
Experience
September 18, 2020 - Present
MARKS WEALTH MANAGEMENT
Office #1: 11690 Frederick Rd, Ellicott City, MD 21042March 21, 2017 - September 23, 2020
WELLS FARGO CLEARING SERVICES, LLC
February 1, 2017 - September 23, 2020
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
MARKS WEALTH MANAGEMENT
CRD#: 310534 / SEC#: 801-119442
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/18/2020)
(3/1/2021)
Exams
Current Firm
MARKS WEALTH MANAGEMENT
CRD#: 310534 / SEC#: 801-119442
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 974 |
| AUM (Assets Under Management) | $ 382,988,422 |
Red Flags
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