Do Youn Kim
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Do Youn Kim, who also goes by Kate Kim, was a registered financial professional .
Do Youn is a previously registered financial professional and started their career in finance in 2016. Do Youn had worked at 1 firm and has passed the SIE and Series 37 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 17, 2016 - June 16, 2016
GRIFFITHS MCBURNEY CORP.
State Registrations and Notice Filings
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Exams
Series 37
Date: 3/17/2016
Canada Module of the General Securities Registered Representative (With Options Questions)Current Firm
GRIFFITHS MCBURNEY CORP.
CRD#: 40620 / SEC#: , 8-49139
Contact information
Documents
Direct owners and executive officers
Red Flags
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