Garrett Baker
Professional Summary
Garrett Baker, who also goes by Garrett Raymond Baker, Garrett Baker, is a registered financial advisor currently at PRUDENTIAL ANNUITIES DISTRIBUTORS, INC located in Shelton, Connecticut. Garrett is registered as a RR (Registered Representative) and started their career in finance in 2016. Garrett has worked at 1 firm and has passed the Series 63, SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Garrett Raymond Baker, Garrett Baker
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
10 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
AMERICAN SKANDIA MARKETING, INC. | PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
Contact Information
Main Address
One Corporate Drive, Shelton, CT 06484Mailing Address
One Corporate Drive, Shelton, CT 06484Phone Number
(800) 628-6039Established
Delaware since 09/08/1987Firm Type
CorporationFiscal Year End
DecemberFirm Size
LargeFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | SHAREHOLDER COMMON | — |
| HAGGERTY, SCOTT PETER | PRESIDENT | 2619329 |
| HAGGERTY, SCOTT PETER | CHIEF EXECUTIVE OFFICER | 2619329 |
| MCGRATH, SHANE THOMAS | CHIEF COMPLIANCE OFFICER | 4458909 |
| SMIT, ROBERT PHILIP | FINOP, CFO | 2332366 |
| THOMSEN, JORDAN K | CHIEF LEGAL OFFICER AND SECRETARY | 2821664 |
Disclosures
Regulatory Event
2Civil Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Apr 2016About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Garrett Baker's CRS (Customer Relationship Summary).
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