Ryan E. O'connell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ryan Ernst O'connell, CIMA®, who also goes by Ryan E. O'connell, Ryan O'connell, was a registered financial professional .
Ryan is a previously registered financial professional and started their career in finance in 2016. Ryan had worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 8, 2024 - April 28, 2025
SCS CAPITAL MANAGEMENT LLC
September 11, 2017 - September 11, 2018
EQUITABLE ADVISORS, LLC
October 26, 2016 - September 11, 2018
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
SCS CAPITAL MANAGEMENT LLC
CRD#: 122258 / SEC#: 801-61448
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SCS CAPITAL MANAGEMENT LLC
CRD#: 122258 / SEC#: 801-61448
Contact information
SEC notice filing (44 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 722 |
| AUM (Assets Under Management) | $ 43,134,668,533 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/10/2025 | ||
| 04/16/2025 | ||
| 11/26/2024 | ||
| 01/02/2024 | ||
| 01/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
