MR
Marcus G. Rose
INVESTMENT STRATEGIES
Oklahoma City, OK 73170
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CRD#: 6619492
MR
Professional summary
Marcus Glenn Rose is a registered financial advisor currently at INVESTMENT STRATEGIES, LLC located in Oklahoma City, Oklahoma.
Marcus is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Marcus has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Rose Retirement and Investments, LLC; investment related; Oklahoma City, OK; insurance services and product sales; insurance agent; started 03/2017; Approximately 30% of time.
2) Mg Rose Enterprises, LLC dba Figure 8 Photos; non-investment related; Oklahoma City, OK; photography; owner; started 08/2006; approximately 20% of time.
3) 321, GO, LLC; non-investment related; Oklahoma City, OK, personal trainer; less than 5% of time.
CRS (Client Relationship Summary) - RIA
Click below to view Marcus Glenn Rose's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 1, 2016 - Present
INVESTMENT STRATEGIES, LLC
Office #1: 932 Sw 107th St Suite 200, Oklahoma City, OK 73170Office #2: 932 Sw 107th St Suite 200, Oklahoma City, OK 73170RIA
CRD#: 140739
Oklahoma City, OK
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Oklahoma(3/1/2016)
IAR
Texas(10/28/2021)
Current Firm
IS
INVESTMENT STRATEGIES, LLC
BERTAND WEALTH STRATEGIES, L.L.C. | RETIREMENT STRATEGIES ADVISORS, L.L.C. | RETIREMENT STRATEGIES ADVISORS | INVESTMENT STRATEGIES, LLC | BERTRAND, CARRIE ELIZABETH | BERTRAND WEALTH STRATEGIES, L.L.C.
CRD#: 140739 / SEC#:
Oklahoma
Registered Investment Advisory firm - (6/22/2006 Approved)Texas
Registered Investment Advisory firm - (10/27/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
932 Sw 107th St Suite 200, Oklahoma City, OK 73170
Mailing Address
Phone number
(405) 703-3858
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 184 |
| AUM (Assets Under Management) | $ 5,880,859 |
Red Flags
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