GM
Ginette Mayer
MPWM ADVISORY SOLUTIONS LLC
Alpharetta, GA 30009
Some features on this profile are disabled
CRD#: 6619287
GM
Professional summary
Ginette Mayer is a registered financial advisor currently at MPWM ADVISORY SOLUTIONS LLC located in Alpharetta, Georgia and LPL FINANCIAL LLC located in Alpharetta, Georgia.
Ginette is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Ginette has worked at 2 firms and has passed the Series 66, Series 7TO, SIE and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
7/2021 - DBA for LPL Business (entity for LPL business) - Mayer Private Wealth Management - Investment Related - Alpharetta, GA
CRS (Client Relationship Summary) - RIA
Click below to view Ginette Mayer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 1, 2022 - Present
MPWM ADVISORY SOLUTIONS LLC
Office #1: 8000 Avalon Blvd, Alpharetta, GA 30009RIA
CRD#: 169885
Alpharetta, GA
Current
May 3, 2022 - Present
LPL FINANCIAL LLC
Office #1: 8000 Avalon Blvd Ste 100, Alpharetta, GA 30009RIA
BD
CRD#: 6413
ALPHARETTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MPWM ADVISORY SOLUTIONS LLC
ABBOTT ADVISORS, INC | THE TRUSTED ADVISOR | NAVIGATE FINANCIAL | NAVIGATE DIVORCE PLANNING | MULLINS WEALTH MANAGEMENT | MPWM ADVISORY SOLUTIONS LLC | MAYER, STEVEN J | MAYER PRIVATE WEALTH MANAGEMENT | MANHATTAN WEALTH MANAGEMENT GROUP | CAPSTONE FINANCIAL ADVISORS | CAPSTONE BENEFITS ADVISORS
CRD#: 169885 / SEC#: 801-78961
RIA
Registered Investment Advisory firm - (1/2/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/2/2023)
RR
Colorado(12/4/2024)
RR
Connecticut(3/8/2023)
RR
District of Columbia(11/15/2023)
RR
Florida(3/8/2023)
RR
Georgia(3/1/2023)
IAR
Georgia(12/5/2023)
RR
Illinois(1/3/2024)
RR
Kentucky(1/5/2024)
RR
Minnesota(4/21/2023)
RR
New Hampshire(2/3/2025)
RR
New Jersey(4/21/2023)
RR
New York(5/3/2022)
IAR
New York(12/1/2022)
RR
Ohio(12/8/2023)
RR
Oregon(2/6/2024)
RR
Pennsylvania(10/26/2023)
RR
South Carolina(9/19/2023)
RR
Tennessee(4/3/2023)
RR
Texas(3/28/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/3/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MA
MPWM ADVISORY SOLUTIONS LLC
ABBOTT ADVISORS, INC | THE TRUSTED ADVISOR | NAVIGATE FINANCIAL | NAVIGATE DIVORCE PLANNING | MULLINS WEALTH MANAGEMENT | MPWM ADVISORY SOLUTIONS LLC | MAYER, STEVEN J | MAYER PRIVATE WEALTH MANAGEMENT | MANHATTAN WEALTH MANAGEMENT GROUP | CAPSTONE FINANCIAL ADVISORS | CAPSTONE BENEFITS ADVISORS
CRD#: 169885 / SEC#: 801-78961
RIA
Registered Investment Advisory firm - (1/2/2014 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
8000 Avalon Blvd Suite 100, Alpharetta, GA 30009
Mailing Address
Phone number
(678) 566-4001
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (14 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 653 |
| AUM (Assets Under Management) | $ 320,546,673 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
