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Scott H. Tonai

ANDREWS ADVISORY ASSOCIATES
HONOLULU, HI 96813
Some features on this profile are disabled
CRD#: 6619125
ST

Professional summary

Scott Hiroki Tonai, AIF®, CFP® is a registered financial advisor currently at ANDREWS ADVISORY ASSOCIATES, LLC located in Honolulu, Hawaii.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Scott has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Hiroki Tonai's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Accredited Investment Fiduciary

CFP®

Certified Financial Planner

Experience

Current

June 18, 2024 - Present

ANDREWS ADVISORY ASSOCIATES, LLC

Office #1: 1003 Bishop Street Suite 1808, Honolulu, HI 96813
RIA
CRD#: 118957
HONOLULU, HI
Past

January 28, 2022 - May 7, 2024

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
HONOLULU, HI
Past

January 28, 2022 - May 7, 2024

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
HONOLULU, HI
Past

October 15, 2020 - November 24, 2021

LPL FINANCIAL LLC

RIA
CRD#: 6413
HONOLULU, HI
Past

October 15, 2020 - November 24, 2021

LPL FINANCIAL LLC

BD
CRD#: 6413
HONOLULU, HI
Past

August 24, 2016 - October 16, 2020

COMMONWEALTH FINANCIAL NETWORK

RIA
CRD#: 8032
HONOLULU, HI
Past

April 6, 2016 - October 16, 2020

COMMONWEALTH FINANCIAL NETWORK

BD
CRD#: 8032
HONOLULU, HI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
ANDREWS ADVISORY ASSOCIATES, LLC
ANDREWS & ENOS, LLC | ANDREWS ADVISORY ASSOCIATES, LLC

CRD#: 118957 / SEC#: 801-66553

RIA
Registered Investment Advisory firm - (4/20/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Hawaii
(6/18/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/22/2016
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 4/23/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/6/2016
General Securities Representative Examination

Current Firm

AA
ANDREWS ADVISORY ASSOCIATES, LLC
ANDREWS & ENOS, LLC | ANDREWS ADVISORY ASSOCIATES, LLC

CRD#: 118957 / SEC#: 801-66553

RIA
Registered Investment Advisory firm - (4/20/2006 Approved)
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Contact information

Main Address
1003 Bishop Street Suite 1808, Honolulu, HI 96813
Mailing Address
Phone number
(808) 521-4015
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE - ANDREWS ADVISORY ASSOCIATES (3/31/2025)

Regulatory assets under management

Total Number of Accounts689
AUM (Assets Under Management)$ 236,391,035

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ANDREWS ADVISORY ASSOCIATES, LLC

CRD#: 118957Honolulu, HI 96813

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