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Brandon S. Lanz
49 FINANCIAL
Richardson, TX 75080
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CRD#: 6618680
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Professional summary
Brandon Scott Lanz, who also goes by Brandon Lanz, is a registered financial advisor currently at 49 FINANCIAL located in Richardson, Texas and OAKWOOD CAPITAL SECURITIES, INC. located in Richardson, Texas.
Brandon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Brandon has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brandon Lanz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 49 Wealth Management, LLC; Investment-related: yes; 3400 N Central Expy, Suite�#110-260, Richardson, TX 75080; an SEC RIA firm; Investment Adviser Representative; Financial Advisor servicing individual and small business clients since 11/2019; Approximately 90% of their time is for services as an investment advisor representative during business hours. 2) 49 Financial through Financial Independence Group; Non-Investment Related; 3400 N Central Expy, Suite�#110-260, Richardson, TX 75080; Fixed Insurance Sales Agent since 11/2019; approximately 16 hours per month during business hours. 3) Oakwood Capital Securities; investment related: Yes; 3400 N Central Expy, Suite�#110-260, Richardson, TX 75080 USA; Registered Representative; Start date: 2024-07-28; 20 Hours per month during trading hours. 4) 25 Giving; Contractor; Non-investment related; 3711 S Mopac Expy, Ste. 150, Austin, TX 78746; since 2/19/2025; Charitable planning company. Help people structure their charitable giving, partner with nonprofits to help them maximize their donors' charitable giving; 2 hours per month during and after business hours
CRS (Client Relationship Summary) - RIA
Click below to view Brandon Scott Lanz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 4, 2023 - Present
49 FINANCIAL
Office #1: 3400 N Central Expy Suite 110-210, Richardson, TX 75080RIA
CRD#: 319484
Richardson, TX
Current
January 11, 2024 - Present
OAKWOOD CAPITAL SECURITIES, INC.
Office #1: 3400 N Central Expy Suite #110-260, Richardson, TX 75080BD
CRD#: 21000
Richardson, TX
Past
June 23, 2020 - December 31, 2022
THRIVENT ADVISOR NETWORK, LLC
RIA
CRD#: 304569
Dallas, TX
Past
January 7, 2020 - July 2, 2020
PKS ADVISORY SERVICES, LLC
RIA
CRD#: 125648
ALBANY, NY
Past
November 26, 2019 - January 11, 2024
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Dallas, TX
Past
February 8, 2017 - December 4, 2019
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
DALLAS, TX
Past
August 31, 2016 - December 4, 2019
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
49 FINANCIAL
49 FINANCIAL | GLADIATOR ADVISORS, LLC | 49 WEALTH MANAGEMENT, LLC
CRD#: 319484 / SEC#: 801-123687
RIA
Registered Investment Advisory firm - (9/8/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/11/2024)
RR
Colorado(1/11/2024)
RR
District of Columbia(3/13/2024)
RR
Georgia(4/30/2024)
RR
Illinois(1/11/2024)
RR
Iowa(1/29/2024)
RR
Kentucky(1/11/2024)
RR
Louisiana(1/11/2024)
RR
Michigan(1/11/2024)
RR
New Jersey(1/11/2024)
RR
New York(1/11/2024)
RR
North Carolina(1/11/2024)
RR
Ohio(1/11/2024)
RR
Oklahoma(12/13/2024)
IAR
Texas(1/4/2023)
RR
Texas(1/11/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
49 FINANCIAL
49 FINANCIAL | GLADIATOR ADVISORS, LLC | 49 WEALTH MANAGEMENT, LLC
CRD#: 319484 / SEC#: 801-123687
RIA
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Contact information
Main Address
3711 S Mopac Expy Suite 150, Austin, TX 78746
Mailing Address
Phone number
(214) 563-1190
Established
Firm type
Fiscal year end
# of Employees
167
SEC notice filing (35 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,989 |
| AUM (Assets Under Management) | $ 871,379,407 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/25/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
49 FINANCIAL
CRD#: 319484Richardson, TX 75080TRUST BUT VERIFY
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