SW
Steven R. Woodhead
TRAJAN WEALTH, L.L.C.
FARMINGTON, UT 84025
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CRD#: 6618247
SW
Professional summary
Steven Robert Woodhead is a registered financial advisor currently at TRAJAN WEALTH, L.L.C. located in Farmington, Utah.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Steven has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Woodhead Financial Inc. - Non-Investment related business - 583 N. Star Mill Lane, American Fork, UT 84003 - Insurance/Annuity related business - Owner/Licensed Insurance Agent - Start date - 01/1996 - Present - 5- 10 hours per week and during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Steven Robert Woodhead's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 10, 2018 - Present
TRAJAN WEALTH, L.L.C.
Office #1: 240 N. East Promontory Suite 200, Farmington, UT 84025Office #2: 13907 S. Minuteman Dr Suite 125, Draper, UT 84020RIA
CRD#: 158847
FARMINGTON, UT
Past
February 29, 2016 - August 13, 2018
SECURE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 141195
American Fork, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
TRAJAN WEALTH, L.L.C.
TRAJAN WEALTH, L.L.C. | VALLEY FINANCIAL WEALTH MANAGEMENT, L.L.C.
CRD#: 158847 / SEC#: 801-100392
RIA
Registered Investment Advisory firm - (6/29/2015 Approved)California
Registered Investment Advisory firm - (5/25/2016 Terminated)Colorado
Registered Investment Advisory firm - (4/28/2016 Terminated)Texas
Registered Investment Advisory firm - (11/14/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Utah(8/10/2018)
Current Firm
TW
TRAJAN WEALTH, L.L.C.
TRAJAN WEALTH, L.L.C. | VALLEY FINANCIAL WEALTH MANAGEMENT, L.L.C.
CRD#: 158847 / SEC#: 801-100392
RIA
Registered Investment Advisory firm - (6/29/2015 Approved)California
Registered Investment Advisory firm - (5/25/2016 Terminated)Colorado
Registered Investment Advisory firm - (4/28/2016 Terminated)Texas
Registered Investment Advisory firm - (11/14/2012 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
18700 North Hayden Road Suite 470, Scottsdale, AZ 85255
Mailing Address
Phone number
(480) 990-3300
Established
Firm type
Fiscal year end
# of Employees
125
SEC notice filing (46 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 15,595 |
| AUM (Assets Under Management) | $ 1,969,683,196 |
Red Flags
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Company Information
TRAJAN WEALTH, L.L.C.
CRD#: 158847Farmington, UT 84025TRUST BUT VERIFY
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