Joseph P. Matus

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CRD#: 6618078

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Joseph Peter Matus was a registered financial professional .

Joseph is a previously registered financial professional and started their career in finance in 2016. Joseph had worked at 4 firms and has passed the Series 65, SIE, Series 57 and Series 22 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 10, 2020 - March 5, 2021

PENSION CONSULTANTS INC

RIA

CRD#: 113914

SPRINGFIELD, MO

Past

January 31, 2018 - July 9, 2019

CHIMERA SECURITIES, LLC

CRD#: 147566

NEW YORK, NY

Past

November 17, 2017 - January 29, 2018

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

SAN DIEGO, CA

Past

July 6, 2017 - January 29, 2018

INDEPENDENT FINANCIAL GROUP, LLC

RIA

CRD#: 7717

SAN DIEGO, CA

Past

June 17, 2016 - November 7, 2016

NAUTILUS ADVISORS LLC

RIA

CRD#: 154169

SAN DIEGO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PENSION CONSULTANTS INC

CRD#: 113914 / SEC#: 801-56704

RIA

Registered Investment Advisory firm - (7/23/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/17/2016

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 57

Date: 1/31/2018

Securities Trader Exam

General Industry/Product Exam

Series 22

Date: 11/17/2017

Direct Participation Programs Representative Examination

Current Firm

PENSION CONSULTANTS INC

CRD#: 113914 / SEC#: 801-56704

RIA

Registered Investment Advisory firm - (7/23/1999 Approved)

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Contact information

Main Address

300 South Campbell Ave., Springfield, MO 65806

Mailing Address

Phone number

(417) 889-4918

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (2/19/2025)

Regulatory assets under management

Total Number of Accounts	146
AUM (Assets Under Management)	$ 4,921,817,688

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Joseph P. Matus

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CHIMERA SECURITIES, LLC

INDEPENDENT FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

NAUTILUS ADVISORS LLC

Primary Firm SEC Registration

PENSION CONSULTANTS INC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/17/2016

SIE

Date: 10/1/2018

Series 57

Date: 1/31/2018

Series 22

Date: 11/17/2017

Current Firm

PENSION CONSULTANTS INC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PENSION CONSULTANTS INC

TRUST BUT VERIFY

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