Bradley A. Hesselberg

SWORD AND SHIELD SOLUTIONS LLC

SAVAGE, MN

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CRD#: 6617719

Professional summary

Bradley Arthur Hesselberg, who also goes by Brad Arthur Hesselberg, is a registered financial advisor currently at SWORD AND SHIELD SOLUTIONS LLC located in Savage, Minnesota.

Bradley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Bradley has worked at 2 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brad Arthur Hesselberg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. SWORD AND SHIELD SOLUTIONS ; INV RELATED; 13235 PENNSYLVANIA AVE, SAVAGE, MN 55378; INSURANCE; INSURANCE AGENT; START 02/2023; 20 HOURS PER MONTH; 20 HOURS DURING TRADING HOURS. 2. GRADIENT INVESTMENTS, LLC; INV RELATED; 4105 LEXINGTON AVE N, ARDEN HILLS, MN 55126; SEC REGISTERED INVESTMENT ADVISOR; INVESTMENT CONSULTANT; START 10/2023; 160 HOURS PER MONTH; 140 HOURS DURING SECURITIES TRADING HOURS; MONEY MANAGEMENT SERVICES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Arthur Hesselberg's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 5, 2025 - Present

SWORD AND SHIELD SOLUTIONS LLC

RIA

CRD#: 333123

SAVAGE, MN

Past

November 7, 2018 - December 31, 2024

GRADIENT SECURITIES, LLC

RIA

CRD#: 127701

Savage, MN

Past

November 30, 2016 - December 31, 2024

GRADIENT SECURITIES, LLC

CRD#: 127701

Savage, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(2/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/8/2022

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 11/5/2018

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/30/2016

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/18/2017

General Securities Principal Examination

Current Firm

SWORD AND SHIELD SOLUTIONS LLC

CRD#: 333123 / SEC#:

Minnesota

Registered Investment Advisory firm - (2/5/2025 Approved)

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Contact information

Main Address

Savage, MN

Mailing Address

Phone number

(651) 214-4867

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Bradley A. Hesselberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Arthur Hesselberg's CRS (Customer Relationship Summary).

Certified licenses

Experience

SWORD AND SHIELD SOLUTIONS LLC

GRADIENT SECURITIES, LLC

GRADIENT SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/8/2022

Series 65

Date: 11/5/2018

SIE

Date: 10/1/2018

Series 7

Date: 11/30/2016

Series 24

Date: 9/18/2017

Current Firm

SWORD AND SHIELD SOLUTIONS LLC

Contact information

Documents

Red Flags

Company Information

SWORD AND SHIELD SOLUTIONS LLC

TRUST BUT VERIFY

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