Marcel D. Perry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marcel Dante Perry, who also goes by Marcel Dante Perry, Marcel Perry, was a registered financial professional .
Marcel is a previously registered financial professional and started their career in finance in 2016. Marcel had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 2024 - January 8, 2026
ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC.
August 1, 2024 - January 8, 2026
ALPS DISTRIBUTORS, INC.
December 21, 2023 - May 17, 2024
ALTRUIST FINANCIAL LLC
April 24, 2023 - October 24, 2023
WELLS FARGO CLEARING SERVICES, LLC
December 16, 2019 - May 5, 2022
ROBINHOOD FINANCIAL, LLC
April 26, 2018 - October 31, 2018
U.S. BANCORP INVESTMENTS, INC.
April 26, 2018 - October 31, 2018
U.S. BANCORP INVESTMENTS, INC.
March 29, 2017 - August 14, 2017
STRATEGIC ADVISERS LLC
April 4, 2016 - August 14, 2017
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC.
CRD#: 144464 / SEC#: , 8-67659
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALPS HOLDINGS INC. | PARENT | |
| IRELAND, KEVIN J | SENIOR VP, DIRECTOR OF INSTITUTIONAL SALES | 1331960 |
| KYLLO, STEPHEN JOHN | SVP; PRESIDENT; DIRECTOR; CHIEF COMPLIANCE OFFICER; PRINCIPAL OPERATIONS OFFICER | 3204474 |
| PARSONS, ERIC T | FINOP, CONTROLLER, PRINCIPAL FINANCIAL OFFICER | 5215115 |
| WELLEN, ALECIA DAWN | VP, CHIEF COMPLIANCE OFFICER | 4846551 |
Red Flags
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