Andrew M. Buchanan

ASSUREDPARTNERS INVESTMENT ADVISORS

Lexington, KY 40503

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CRD#: 6617593

Professional summary

Andrew Murray Buchanan, who also goes by Andy Murray Buchanan, is a registered financial advisor currently at ASSUREDPARTNERS INVESTMENT ADVISORS located in Lexington, Kentucky and PRIVATE CLIENT SERVICES, LLC located in Lexington, Kentucky.

Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Andrew has worked at 7 firms and has passed the Series 66, SIE, Series 7TO and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andy Murray Buchanan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

AssuredPartners Investment Advisors, LLC. 4600 West Cypress Street, Suite 405, Tampa, FL 33607. RIA. 160 hrs/mo; 140 during trading hrs.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Murray Buchanan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 11, 2024 - Present

ASSUREDPARTNERS INVESTMENT ADVISORS

Office #1: 2424 Harrodsburg Road Suite 101, Lexington, KY 40503

RIA

CRD#: 309550

Lexington, KY

Current

July 31, 2024 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 2424 Harrodsburg Rd, Ste 207, Lexington, KY 40503

RIA

CRD#: 120222

Lexington, KY

Past

April 4, 2023 - June 11, 2024

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

Lexington, KY

Past

February 17, 2023 - June 11, 2024

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

Lexington, KY

Past

July 13, 2018 - January 11, 2019

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

BOSTON, MA

Past

April 19, 2018 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

COVINGTON, KY

Past

April 11, 2016 - January 4, 2019

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

COVINGTON, KY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASSUREDPARTNERS INVESTMENT ADVISORS

CRD#: 309550 / SEC#: 801-117771

RIA

Registered Investment Advisory firm - (12/10/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Kentucky
(6/11/2024)

Kentucky
(7/31/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/31/2023

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 2/17/2023

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7TO

Date: 2/17/2023

General Securities Representative Examination

General Industry/Product Exam

Series 7

Date: 4/11/2016

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ASSUREDPARTNERS INVESTMENT ADVISORS

CRD#: 309550 / SEC#: 801-117771

RIA

Registered Investment Advisory firm - (12/10/2019 Approved)

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Contact information

Main Address

4600 W. Cypress Street Suite 405, Tampa, FL 33607

Mailing Address

Phone number

(407) 708-0050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (50 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ASSUREDPARTNERS INVESTMENT ADVISORS ADV PART 2A SEPT 2, 2025 (9/2/2025)

Regulatory assets under management

Total Number of Accounts	3,759
AUM (Assets Under Management)	$ 3,251,947,155

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Andrew M. Buchanan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Murray Buchanan's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

ASSUREDPARTNERS INVESTMENT ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 3/31/2023

SIE

Date: 2/17/2023

Series 7TO

Date: 2/17/2023

Series 7

Date: 4/11/2016

FINRA

Current Firm

ASSUREDPARTNERS INVESTMENT ADVISORS

Contact information

SEC notice filing (50 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ASSUREDPARTNERS INVESTMENT ADVISORS

TRUST BUT VERIFY

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