AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
JL

John Schuman Leclercq Iv

CIRRUS CAPITAL
EDMOND, OK
·CRD# 6617575·7 years experience

Professional Summary

John Schuman Leclercq IV, who also goes by John Leclercq IV, is a registered financial advisor currently at CIRRUS CAPITAL LLC located in Edmond, Oklahoma. John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. John has worked at 2 firms and has passed the Series 63, Series 7TO, Series 79TO and SIE exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John Leclercq Iv

Blog Corner

Similar Advisors

SL
Scott W Lang

THRIVENT INVESTMENT MANAGEMENT INC.

Prescott, AZ · CRD#
View profile
HS
Heidee S Salcedo

AMERIPRISE FINANCIAL SERVICES, LLC

MINNEAPOLIS, MN · CRD#
Raymond Carl Prospero
Raymond Carl Prospero

MARINER INDEPENDENT

RIVERSIDE, CA · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

SL
Scott W Lang

THRIVENT INVESTMENT MANAGEMENT INC.

Prescott, AZ · CRD#
John Ricci Hoover
John Ricci Hoover

SIMPLICITY WEALTH

Frisco, TX · CRD#
HS
Heidee S Salcedo

AMERIPRISE FINANCIAL SERVICES, LLC

MINNEAPOLIS, MN · CRD#
Raymond Carl Prospero
Raymond Carl Prospero

MARINER INDEPENDENT

RIVERSIDE, CA · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

SL
Scott W Lang

THRIVENT INVESTMENT MANAGEMENT INC.

Prescott, AZ · CRD#
John Ricci Hoover
John Ricci Hoover

SIMPLICITY WEALTH

Frisco, TX · CRD#
HS
Heidee S Salcedo

AMERIPRISE FINANCIAL SERVICES, LLC

MINNEAPOLIS, MN · CRD#
Raymond Carl Prospero
Raymond Carl Prospero

MARINER INDEPENDENT

RIVERSIDE, CA · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

SL
Scott W Lang

THRIVENT INVESTMENT MANAGEMENT INC.

Prescott, AZ · CRD#
John Ricci Hoover
John Ricci Hoover

SIMPLICITY WEALTH

Frisco, TX · CRD#
HS
Heidee S Salcedo

AMERIPRISE FINANCIAL SERVICES, LLC

MINNEAPOLIS, MN · CRD#
Raymond Carl Prospero
Raymond Carl Prospero

MARINER INDEPENDENT

RIVERSIDE, CA · CRD#

Years of Experience

7 years in the financial services industry

Current & Past Employments

CIRRUS CAPITAL LLC·CRD# 288297
RIA
2309 S. Kelly Ave Suite 100, Edmond, OK 73013
February 10, 2026 - Present
AON SECURITIES LLC·CRD# 4138
BD
New York, NY
December 13, 2019 - November 10, 2021

Similar Advisors

SL
Scott W Lang

THRIVENT INVESTMENT MANAGEMENT INC.

Prescott, AZ · CRD#
John Ricci Hoover
John Ricci Hoover

SIMPLICITY WEALTH

Frisco, TX · CRD#
HS
Heidee S Salcedo

AMERIPRISE FINANCIAL SERVICES, LLC

MINNEAPOLIS, MN · CRD#
Raymond Carl Prospero
Raymond Carl Prospero

MARINER INDEPENDENT

RIVERSIDE, CA · CRD#

Current Firm

CC
CIRRUS CAPITAL LLC

CIRRUS CAPITAL LLC | DBA AXIS FINANCIAL

CRD#: 288297 / SEC#: 801-132907
RIA
Registered Investment Advisory firm - SEC (6/2/2025 Approved)
Michigan
Registered Investment Advisory firm - Michigan (10/1/2025 Terminated)
Oklahoma
Registered Investment Advisory firm - Oklahoma (10/1/2025 Terminated)
Texas
Registered Investment Advisory firm - Texas (10/1/2025 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

33 Bloomfield Hills Parkway Suite 255, Bloomfield Hills, MI 48304

Phone Number

(248) 290-6222

# of Employees

6

SEC notice filing (3 States and Territories)

Registered to provide investment advisory services in 3 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIRM BROCHURE - ADV PART 2A (8/17/2026)

Regulatory Assets Under Management

Total Number of Accounts

893

AUM (Assets Under Management)

$170,396,650

Similar Advisors

SL
Scott W Lang

THRIVENT INVESTMENT MANAGEMENT INC.

Prescott, AZ · CRD#
John Ricci Hoover
John Ricci Hoover

SIMPLICITY WEALTH

Frisco, TX · CRD#
HS
Heidee S Salcedo

AMERIPRISE FINANCIAL SERVICES, LLC

MINNEAPOLIS, MN · CRD#
Raymond Carl Prospero
Raymond Carl Prospero

MARINER INDEPENDENT

RIVERSIDE, CA · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

AXIS FINANCIAL; INVESTMENT RELATED; EDMOND, OK; LIFE INSURANCE PRODUCER; USED LIFE INSURANCE INCIDENTALLY TO PROVIDE HOLISTIC FINANCIAL ADVICE; JANUARY 2025; 20 HRS/WK

Similar Advisors

SL
Scott W Lang

THRIVENT INVESTMENT MANAGEMENT INC.

Prescott, AZ · CRD#
John Ricci Hoover
John Ricci Hoover

SIMPLICITY WEALTH

Frisco, TX · CRD#
HS
Heidee S Salcedo

AMERIPRISE FINANCIAL SERVICES, LLC

MINNEAPOLIS, MN · CRD#
Raymond Carl Prospero
Raymond Carl Prospero

MARINER INDEPENDENT

RIVERSIDE, CA · CRD#

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CIRRUS CAPITAL LLC

CIRRUS CAPITAL LLC | DBA AXIS FINANCIAL

CRD#: 288297 / SEC#: 801-132907
RIA
Registered Investment Advisory firm - SEC (6/2/2025 Approved)
Michigan
Registered Investment Advisory firm - Michigan (10/1/2025 Terminated)
Oklahoma
Registered Investment Advisory firm - Oklahoma (10/1/2025 Terminated)
Texas
Registered Investment Advisory firm - Texas (10/1/2025 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Oklahoma
(2/10/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2019About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed May 2020About the Series 7TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Dec 2019About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Nov 2019About the SIE exam

Similar Advisors

SL
Scott W Lang

THRIVENT INVESTMENT MANAGEMENT INC.

Prescott, AZ · CRD#
John Ricci Hoover
John Ricci Hoover

SIMPLICITY WEALTH

Frisco, TX · CRD#
HS
Heidee S Salcedo

AMERIPRISE FINANCIAL SERVICES, LLC

MINNEAPOLIS, MN · CRD#
Raymond Carl Prospero
Raymond Carl Prospero

MARINER INDEPENDENT

RIVERSIDE, CA · CRD#

CRS (Client Relationship Summary) - RIA

Click below to view John Schuman Leclercq IV's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

SL
Scott W Lang

THRIVENT INVESTMENT MANAGEMENT INC.

Prescott, AZ · CRD#
John Ricci Hoover
John Ricci Hoover

SIMPLICITY WEALTH

Frisco, TX · CRD#
HS
Heidee S Salcedo

AMERIPRISE FINANCIAL SERVICES, LLC

MINNEAPOLIS, MN · CRD#
Raymond Carl Prospero
Raymond Carl Prospero

MARINER INDEPENDENT

RIVERSIDE, CA · CRD#
JL
Follow John
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required