Marcie J. Pickard
Professional summary
Marcie Jill Pickard, CFP®, who also goes by Marcie J Pickard, Marcie Jill Rosenthal, is a registered financial advisor currently at ARTHUR M. COHEN & ASSOCIATES LLC located in Northbrook, Illinois.
Marcie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Marcie has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Marcie Jill Pickard's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 22, 2024 - Present
ARTHUR M. COHEN & ASSOCIATES LLC
Office #1: 1033 Skokie Blvd, Northbrook, IL 60062April 5, 2019 - February 24, 2025
REPUBLIC PARTNERS, LLC
May 3, 2016 - August 28, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 7, 2016 - August 28, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
ARTHUR M. COHEN & ASSOCIATES LLC
CRD#: 105894 / SEC#: 801-35752
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/22/2024)
Exams
Current Firm
ARTHUR M. COHEN & ASSOCIATES LLC
CRD#: 105894 / SEC#: 801-35752
Contact information
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 831 |
| AUM (Assets Under Management) | $ 1,021,018,577 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/09/2025 | ||
| 12/20/2024 | ||
| 10/30/2023 | ||
| 01/13/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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