HM
Howard E. Marks
STARTENGINE PRIMARY LLC
Burbank, CA 91505
Some features on this profile are disabled
CRD#: 6617096
HM
Professional summary
Howard Edward Marks is a registered financial professional currently at STARTENGINE PRIMARY LLC located in Burbank, California.
Howard is registered as a RR (Registered Representative) and started their career in finance in 2017. Howard has worked at 2 firms and has passed the Series 63, Series 79, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Howard Edward Marks's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 10, 2019 - Present
STARTENGINE PRIMARY LLC
Office #1: 4100 W Alameda Avenue 3rd Floor, Burbank, CA 91505Office #2: 4100 W Alameda Ave 3rd Floor, Burbank, CA 91505BD
CRD#: 291773
Burbank, CA
Past
December 27, 2017 - February 2, 2018
NORTH CAPITAL PRIVATE SECURITIES CORPORATION
BD
CRD#: 154559
SALT LAKE CITY, UT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/8/2019)
RR
Alaska(7/19/2019)
RR
Arizona(7/22/2019)
RR
Arkansas(7/26/2019)
RR
California(6/19/2019)
RR
Colorado(7/16/2019)
RR
Connecticut(7/11/2019)
RR
Delaware(8/1/2019)
RR
District of Columbia(7/23/2019)
RR
Florida(8/9/2019)
RR
Georgia(8/19/2019)
RR
Hawaii(8/14/2019)
RR
Idaho(6/20/2019)
RR
Illinois(9/6/2019)
RR
Indiana(9/11/2019)
RR
Iowa(6/20/2019)
RR
Kansas(8/28/2019)
RR
Kentucky(6/27/2019)
RR
Louisiana(6/24/2019)
RR
Maine(8/23/2019)
RR
Maryland(8/13/2019)
RR
Massachusetts(8/14/2019)
RR
Michigan(7/29/2019)
RR
Minnesota(8/21/2019)
RR
Mississippi(6/21/2019)
RR
Missouri(8/23/2019)
RR
Montana(7/2/2019)
RR
Nebraska(8/20/2019)
RR
Nevada(7/30/2019)
RR
New Hampshire(9/19/2019)
RR
New Jersey(8/22/2019)
RR
New Mexico(8/14/2019)
RR
New York(7/9/2019)
RR
North Carolina(7/3/2019)
RR
North Dakota(8/19/2019)
RR
Ohio(7/2/2019)
RR
Oklahoma(6/26/2019)
RR
Oregon(7/23/2019)
RR
Pennsylvania(6/24/2019)
RR
Rhode Island(7/2/2019)
RR
South Carolina(7/29/2019)
RR
South Dakota(7/17/2019)
RR
Tennessee(8/8/2019)
RR
Texas(8/2/2019)
RR
Utah(7/8/2019)
RR
Vermont(8/14/2019)
RR
Virginia(8/2/2019)
RR
Washington(6/27/2019)
RR
West Virginia(8/26/2019)
RR
Wisconsin(8/14/2019)
RR
Wyoming(8/20/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SP
STARTENGINE PRIMARY LLC
STARTENGINE PRIMARY LLC
CRD#: 291773 / SEC#: , 8-70060
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
4100 W Alameda Avenue 3rd Floor, Burbank, CA 91505
Mailing Address
4100 W Alameda Avenue 3rd Floor, Burbank, CA 91505
Phone number
(800) 469-5785
Established
Delaware since 10/12/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
