Shawn M. Vradenburg
THRIVENT INVESTMENT MANAGEMENT
Eagan, MN 55122
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CRD#: 6616662
Professional summary
Shawn Michael Vradenburg, CFP® is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Eagan, Minnesota.
Shawn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Shawn has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RENTAL PROPERTY POSITION: Owner NATURE: I transitioned my home into a rental property and currently I am renting to a tenant on June 1 INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2018 ADDRESS: 4335 44th Ave S, Minneapolis MN 55406, United States DESCRIPTION: Managing rental property and maintenance that comes up for property RENTAL PROPERTY POSITION: Owner NATURE: I sold my previous home and used the proceeds to purchase a duplex in St Paul INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/02/2020 ADDRESS: 510 Van Buren Ave, Saint Paul MN 55103, United States DESCRIPTION: Conversations with Wits Property Management Company as needed, I am completely passive on this property SOUTH CITIES CHURCH HELPING HAND FUND COMMITTEE POSITION: Committee Member NATURE: I have been asked to serve on our "Helping Hands" committee. I would serve anonymously as a committee member who would help vote on deciding people in our church who has immediate basic needs that our church wants to help meet. For example, a single mother is struggling to put food on the table we may send her a couple hundred dollars to help withgroceries for themonth or two. The point is to help those in need with the church. I would abstain from voting on anyone who is a client even though this would be a very unlikely occurence. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 4 START DATE: 11/01/2023 ADDRESS: 20700 Kenrick Ave, Lakeville MN 55044, United States DESCRIPTION: Voting on the amount of help received by members or attenders of the church with other members of the committee
CRS (Client Relationship Summary) - RIA
Click below to view Shawn Michael Vradenburg's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Shawn Michael Vradenburg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2020
Experience
Current
July 15, 2016 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 1895 Plaza Dr, Eagan, MN 55122Office #2: 805 Dominion Drive, Hudson, WI 54016RIA
BD
CRD#: 18387
Eagan, MN
Current
June 28, 2016 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 1895 Plaza Dr, Eagan, MN 55122Office #2: 805 Dominion Drive, Hudson, WI 54016RIA
BD
CRD#: 18387
Eagan, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/27/2019)
RR
Arizona(6/11/2021)
RR
California(1/10/2017)
RR
Colorado(9/15/2020)
RR
Connecticut(3/30/2022)
RR
District of Columbia(1/6/2023)
IAR
District of Columbia(1/13/2023)
RR
Florida(10/4/2019)
RR
Georgia(1/2/2025)
RR
Illinois(11/9/2021)
RR
Iowa(4/24/2020)
RR
Kentucky(5/8/2025)
RR
Maine(7/23/2024)
RR
Massachusetts(1/4/2021)
RR
Minnesota(7/15/2016)
IAR
Minnesota(7/15/2016)
RR
Missouri(1/2/2025)
RR
Montana(6/26/2023)
RR
Nebraska(1/2/2025)
RR
Nevada(1/3/2025)
RR
North Carolina(7/7/2021)
RR
North Dakota(12/3/2020)
RR
Ohio(10/21/2020)
RR
Oregon(1/2/2025)
RR
South Dakota(10/21/2020)
RR
Tennessee(8/20/2025)
RR
Texas(2/19/2021)
IAR
Texas(2/21/2021)
RR
Washington(1/2/2025)
RR
Wisconsin(1/10/2017)
IAR
Wisconsin(2/7/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
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Company Information
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387Eagan, MN 55122TRUST BUT VERIFY
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