Huiming Sun
Professional Summary
Huiming Sun is a registered financial advisor currently at WEALTH MANAGEMENT, LLC located in Clinton, Mississippi. Huiming is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Huiming has worked at 1 firm and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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RAYMOND JAMES & ASSOCIATES, INC.
Contact Information
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RAYMOND JAMES & ASSOCIATES, INC.
Disclosures on record.
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Years of Experience
10 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
WEALTH MANAGEMENT, LLC
Contact Information
Main Address
112 Dunton Hill Ln, Clinton, MS 39056Mailing Address
P.o. Box 1279, Clinton, MS 39060Phone Number
(601) 307-5315# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
43AUM (Assets Under Management)
$19,576,817Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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RAYMOND JAMES & ASSOCIATES, INC.
State Registrations and Notice Filings
(2/19/2016)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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RAYMOND JAMES & ASSOCIATES, INC.
CRS (Client Relationship Summary) - RIA
Click below to view Huiming Sun's CRS (Customer Relationship Summary).
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RAYMOND JAMES & ASSOCIATES, INC.