Norma A. Rodriguez
Professional summary
Norma Adame Rodriguez, who also goes by Norma Adame, Norma Adame Rodriguez, Norma Rodriguez, is a registered financial advisor currently at FORVIS MAZARS WEALTH ADVISORS, LLC located in Austin, Texas.
Norma is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Norma has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Norma Adame Rodriguez's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 18, 2025 - Present
FORVIS MAZARS WEALTH ADVISORS, LLC
Office #1: 807 Las Cimas Parkway Suite 310, Austin, TX 78746March 15, 2018 - April 28, 2021
FROST INVESTMENT SERVICES
April 11, 2016 - April 28, 2021
FROST BROKERAGE SERVICES, INC.
Primary Firm SEC Registration
FORVIS MAZARS WEALTH ADVISORS, LLC
CRD#: 110905 / SEC#: 801-56928
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/18/2025)
Exams
Series 7TO
Date: 3/17/2024
General Securities Representative ExaminationCurrent Firm
FORVIS MAZARS WEALTH ADVISORS, LLC
CRD#: 110905 / SEC#: 801-56928
Contact information
SEC notice filing (41 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 13,227 |
| AUM (Assets Under Management) | $ 9,751,986,659 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/18/2025 | ||
| 09/18/2024 | ||
| 01/23/2024 | ||
| 11/21/2022 |
Red Flags
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